Articles Posted in North Carolina

Edward Hill of LPL Financial Subject of Several Customer Complaints
Israels & Neuman, PLC

August 8, 2025

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According to FINRA’s BrokerCheck, Edward Hill of LPL Financial has been the subject of five customer complaints since 2023. Each of the complaints involves structured notes. Structured notes are financial instruments that are linked to an underlying index, stock, or currency. While the notes purport to pay income to the note holder, the notes can…

GARRETT MORETZ of Lifemark Securities Charged with FRAUD
Israels & Neuman, PLC

August 1, 2024

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Garrett Moretz with Lifemark Securities Charged by SEC MOORESVILLE, NORTH CAROLINA Did you lose money with financial advisor Garrett Moretz with Lifemark Securities in Mooresville, North Carolina? He was recently charged with fraud by the Securities and Exchange Commission (SEC). The SEC filed a complaint against this advisor, alleging that he repeatedly misrepresented the risks…

JASON COOK of Berthel Fisher Subject of COMPLAINTS
Israels & Neuman, PLC

July 6, 2023

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Jason Cook, with Berthel Fisher & Company, Subject of Three Complaints GRAHAM, NORTH CAROLINA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Jason Cook, with Berthel Fisher & Company. Jason Cook, who worked in an office in Graham, North Carolina, has been the subject of three customer complaints,…

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