Complaints Against Purshe Kaplan Sterling Advisor Joseph Eschleman

Israels & Neuman, PLC — Mon, 26 Oct 2026 19:56:21 GMT

Are you a former or current client of Joseph Eschleman, formerly at Purshe Kaplan Sterling? The FINRA Arbitration law firm of Israels & Neuman is reviewing allegations made against Joe Eschleman, who worked in Sacramento, California.

Allegations Against Joseph Eschleman

FINRA’s BrokerCheck discloses whether customers have made complaints against a financial advisor. Joseph Eschleman has been the subject of five customer complaints, three of which have been made since September 2025. The three recent complaints all involve DSTs or Delaware Statutory Trusts, and two of those complaints involve investments in Versity/Crew/Inspire DSTs. The total alleged losses from these three complaints are over $2 million.

Background on Joseph Eschleman

Joseph Eschleman had been licensed with Purshe Kaplan Sterling from August 2017 to May 2026 at a Sacramento, California office. He now works with Towerpoint Wealth.

Can Purshe Kaplan Sterling Be Responsible for Eschleman’s Conduct?

Under FINRA Rules, broker-dealers like Purshe Kaplan Sterling must reasonably supervise the activity of its advisors. The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Represents Clients in California

We represent investors throughout the United States as well as California, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of Joseph Eschleman and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

View Eschleman’s BrokerCheck Report

Contact Israels & Neuman for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form to learn more about your rights.

WILLIAM HORAK of Purshe Kaplan Subject of GWG Complaints

Israels & Neuman, PLC — Tue, 25 Jul 2023 19:59:24 GMT

William Horak, with Purshe Kaplan Sterling, Subject of GWG Complaints

TALLAHASSEE, FLORIDA

Have you invested in GWG L bonds or the ARC Hospitality Trust through Purshe Kaplan Sterling? Our securities arbitration law firm is looking into claims made against William Horak who has been with Purshe Kaplan Sterling since May 2014.

William Horak has been the subject of three customer complaints since 2021. A 2021 complaint made about ARC Hospitality Trust was withdrawn. However, two other complaints, involving GWG L bonds and ARC Hospitality Trust, are still pending against Purshe Kaplan Sterling.

William S. Horak has worked in Tallahassee, Florida and has been in the securities industry since 1986. He is also affiliated with Wealth Management Corporation, an investment advisory firm.

Israels & Neuman has represented multiple investors in FINRA Arbitration who lost money in GWG L bonds and ARC Hospitality Trust (a non-traded REIT). We also represent investors throughout Florida.

View Horak, W. BrokerCheck 7.25.23

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