Allegations Against Joseph Eschleman

FINRA’s BrokerCheck discloses whether customers have made complaints against a financial advisor.  Joseph Eschleman has been the subject of five customer complaints, three of which have been made since September 2025.  The three recent complaints all involve DSTs or Delaware Statutory Trusts, and two of those complaints involve investments in Versity/Crew/Inspire DSTs.  The total alleged losses from these three complaints are over $2 million.

Background on Joseph Eschleman

Joseph Eschleman had been licensed with Purshe Kaplan Sterling from August 2017 to May 2026 at a Sacramento, California office.  He now works with Towerpoint Wealth.

Can Purshe Kaplan Sterling Be Responsible for Eschleman’s Conduct?

Under FINRA Rules, broker-dealers like Purshe Kaplan Sterling must reasonably supervise the activity of its advisors.  The firms could be responsible for investor losses if they failed to reasonably supervise them.

Israels & Neuman Represents Clients in California

We represent investors throughout the United States as well as California, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.    If you were a client of Joseph Eschleman and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Eschleman’s BrokerCheck Report

Contact Israels & Neuman for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798

or fill out our contact form to learn more about your rights.

SACRAMENTO, CALIFORNIA Are you a former client of financial advisor Ronnie Dumag? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with PFS Investments (Primerica).

Mr. Dumag was barred by FINRA after he refused to respond to an investigation. FINRA was investigating whether he had converted or stolen funds from an elderly customer. Since he failed to respond, FINRA expelled him from the securities brokerage industry.

Ronnie Dumag was registered with PFS Investments from 2004 to May 2024, and worked in Sacramento, California. He also had a $50,000 tax lien in 2020.

Israels & Neuman has recovered millions of dollars for investors in the past, including numerous investors in California. Our firm has sued many brokerage firms throughout the country.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with Ronnie Dumag, or PFS Investments, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.