Articles Posted in Investment Fraud

James Elroy Burton Jr. of Bakersfield, California has been the subject of a FINRA investigation.  FINRA began looking into this advisor after he was terminated by Farmers Financial Solutions in October 2023.  According to BrokerCheck, Farmers Financial fired him after he failed to disclose that he was recommending his clients invest in an outside business,…

Are you an investor who suffered financial losses involving San Juan, Puerto Rico advisor Manuel F. Melendez? Israels & Neuman, a national securities and investment fraud law firm, is investigating allegations against former UBS Financial Services broker Manuel Melendez. According to public records and a FINRA enforcement action, Melendez borrowed more than $700,000 from multiple…

The Seattle, Washington-based law firm of Israels & Neuman has been retained by multiple investors about recent developments in the Dynamic Absolute Return Fund also known as DARF managed by Lattice Capital Management in Kirkland, Washington. Earlier this month, Lattice Capital Management sent a letter to its investors, notifying the investors that the Dynamic Absolute…

If you invested with Isaiah T. Williams, Jr., a former financial advisor at Merrill Lynch’s Boca Raton, Florida office, you may have been exposed to serious misconduct involving your retirement or investment funds. Recent actions by FINRA (the Financial Industry Regulatory Authority) have shed light on troubling allegations that led to Williams being barred from…

Did you suffer investment losses while working with Sloan Thompson, a former financial advisor with Truist Investment Services in Savannah, Georgia? You’re not alone. Our national investment fraud law firm, Israels & Neuman, PLC, is actively investigating allegations of misconduct and mismanagement involving Terry Sloan Thompson. According to publicly available records from FINRA’s BrokerCheck, Sloan…

Auto-callable structured products have become a widespread but risky investment strategy. In the past four years alone, $122 billion worth of these structured products have been sold by major issuers like UBS, Goldman Sachs, JP Morgan, Citigroup, and Morgan Stanley. However, hidden within these products is a growing billion-dollar problem—massive investor losses due to flawed…

Investment fraud can happen to anyone—from first-time investors to seasoned professionals. As securities fraud lawyers at Israels & Neuman, PLC, we’ve seen countless cases where people lost significant savings simply because they trusted the wrong person or didn’t know what to look out for. Sadly, every day we receive heartbreaking calls from people who had…

Did you lose money investing with William Joseph Conn, a former financial advisor with Raymond James and International Assets Advisory in San Francisco, California? If so, you may have the right to pursue a claim for investment losses. Israels & Neuman PLC is currently reviewing customer complaints and regulatory actions filed against Mr. Conn. According…

HOW TO RECOVER YOUR LOSSES If you have lost money investing in autocallable structured notes or other types of structured products, please contact the securities and investment fraud law firm of Israels & Neuman today.  You may be able to recover some or all of your investment losses through securities arbitration.  Our experienced securities arbitration…

Our securities and investment fraud lawyers have handled many different cases involving structured products and can quickly determine if you are eligible to bring an arbitration case to try to recoup your losses.  If you have lost money investing in auto callable structured notes or other types of structured products, please call our office today. …