Edward Hill of LPL Financial Subject of Several Customer Complaints

Israels & Neuman, PLC

According to FINRA’s BrokerCheck, Edward Hill of LPL Financial has been the subject of five customer complaints since 2023.  Each of the complaints involves structured notes.  Structured notes are financial instruments that are linked to an underlying index, stock, or currency.  While the notes purport to pay income to the note holder, the notes can have significant risk.

Edward Hill Securities Information

Edward Hill held his securities license through LPL Financial since February 2018.  Prior to that, he was an affiliate of Edward Jones.  Hill works in a West End, North Carolina office.

Did LPL Financial Violate Rules?

Securities firms like LPL Financial must ensure that their representatives follow all applicable rules and regulations.  The firms must make sure that the advisors comply with FINRA’s rules regarding misrepresentations, omissions, and suitability.  Violations of these rules could lead to liability for a broker-dealer.

North Carolina Investment Lawyers

Our securities arbitration law firm represents investors throughout the country, including in West End, North Carolina.   If you were a client of Edward Hill and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

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