GREENWICH, CONNECTICUT Did you lose money investing in Old Greenwich Capital Partners Fund or the Four Seasons Fund through Jeffrey Arsenault? Jeffrey D. Arsenault was the subject of a civil complaint from the Securities and Exchange Commission (SEC). The SEC alleged that Arsenault misappropriated millions of dollars from two funds that he operated: the Old…
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CLERMONT, FLORIDA Have you invested in REITs through D.H. Hill Securities? Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009. Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023. The…
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WILLOW STREET, PENNSYLVANIA Did you invest with Santiago Torres, Jr., of Truist Investment Services in Willow Street, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is investigating claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities industry.…
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PITTSFORD, NEW YORK Did you invest in GWG L bonds and other alternative investments with financial advisor Angelo Piccone, previously with IBN Financial Services in Pittsford, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the…
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NEW YORK, NY Are you a former client of financial advisor Carlton Fletcher in New York, New York? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against this advisor, who was a representative of Dinosaur Financial Group. He was booted from the securities brokerage industry when he failed…
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PENSACOLA, FLORIDA Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida. Drew Matthew Peacock (also known as Matt…
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TUPELO, MISSISSIPPI The securities arbitration law firm of Israels & Neuman is currently investigating claims against financial advisor Trey Trapp from Tupelo, Mississippi. Wendell Holmes Trapp III, known as Trey Trapp, formerly associated with Edward Jones, has faced twelve customer complaints, all filed in 2024. The complaints include allegations that Trapp made misrepresentations to clients…
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PLYMOUTH, MINNESOTA Have you lost money with advisor Justin Pagel, formerly with Feltl & Company in Plymouth, Minnesota? Our investment fraud law firm is reviewing claims made by FINRA against this advisor, who was suspended from the securities industry for ten months. FINRA alleged that Mr. Pagel recommended that four customers invest a significant portion…
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LAKE OSWEGO, OREGON Did you invest with financial advisor Gwendolyn Hayes in Lake Oswego, Oregon? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of Edward Jones. In January 2025, Hayes was kicked out of the securities brokerage industry by FINRA when she failed to cooperate with…
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BOCA RATON, FLORIDA Have you suffered financial losses with advisor Matthew Turner, formerly of Westpark Capital in Boca Raton, Florida? Our investment fraud law firm is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the securities industry for five months and ordered him to pay $27,415 in restitution. According to…
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