Articles Posted in Investment Fraud

Tuscaloosa, AL Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities…

PENSACOLA, FLORIDA Were you a client of financial advisor Christopher Jacobi? The securities and investment fraud law firm of Israels & Neuman is currently investigating claims made against Jacobi, who is affiliated with Ameriprise Financial Services in Pensacola, Florida. In 2024, Jacobi became the focus of three customer complaints, each alleging that he provided unsuitable…

TULSA, OKLAHOMA Did you suffer investment losses with advisor William Shane Garrow in Tulsa, Oklahoma? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor. He previously worked with the Bank of Oklahoma and BOK Financial Securities, and was charged with bank fraud. He recently pleaded guilty…

Mesa and Scottsdale, Arizona Did you invest in structured notes or market-linked CDs through Vince Lagatta, formerly with BBVA Securities? Our securities arbitration law firm is reviewing claims against Vince Lagatta, who was with BBVA Securities from May 2016 to August 2021. In 2024, two customer complaints were filed against Lagatta. One complaint cited misrepresentations…

Arlington Heights, Illinois If you’re a past or present client of financial advisor Richard Ceffalio from Arlington Heights, Illinois, our law firm is investigating allegations against him. In May 2024, Ceffalio was terminated by LPL Financial due to claims that he solicited a loan from a client. Typically, financial advisors are prohibited from borrowing from…

Bellevue, Washington Have you lost money with advisor Mark Stanley, formerly with Royal Alliance and now with Osaic Wealth in Bellevue, Washington? The investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Mark Stanley or Mark J. Stanley. FINRA’s BrokerCheck which is linked below, discloses that this advisor…

Graham, North Carolina Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina. According to BrokerCheck, he has been the subject of two customer complaints since…

Tulsa, Oklahoma Were you a customer of financial advisor Curtis Wilson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who works with CreativeOne Wealth in Tulsa, Oklahoma. Wilson has been the subject of two customer complaints within the last two years. The customers alleged that…

Carmel by the Sea, California Are you a former customer of financial advisor Bryce Hamilton from Carmel by the Sea, California? Our investment fraud law firm is looking into allegations made against this advisor. He was permitted by LPL Financial to resign in October 2024 regarding allegations that he failed to timely report a customer…

LaSalle Street Securities Fires Advisor David Love OKLAHOMA CITY, OK Were you a client of financial advisor David Love from Oklahoma City, Oklahoma? Our securities arbitration law firm is looking into allegations made against this advisor. He was fired by LaSalle Street Securities in May 2024 regarding allegations that he violated the “rules of supervisory…