Billy Stanage, Formerly with Commonwealth Financial Network, Barred from Securities Industry RIO RANCHO, NEW MEXICO Are you a client of Billy Stanage from Rio Rancho, New Mexico? In July 2023, FINRA’s Disciplinary Database disclosed that Billy Stanage Jr. was barred from the securities industry by FINRA, after he did not respond to an investigation. The…
Continue reading ›Michael Solomon, Formerly with Maxim Group, Suspended by FINRA NEW YORK CITY, NY The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Michael Solomon, who had worked with Maxim Group in New York City. In June 2023, Solomon was indefinitely suspended by FINRA because he did…
Continue reading ›Northwestern Mutual Advisor Timothy Claypool Suspended by FINRA AMARILLO, TEXAS Financial advisor, Timothy Claypool has been indefinitely suspended by FINRA, as of June 2023. He previously worked with Northwestern Mutual, and failed to respond to a FINRA investigation, which led to the suspension by FINRA. In October 2021, Claypool was permitted to resign by Northwestern…
Continue reading ›Chuck Roberts of Stifel Nicolaus & Company Subject of Multiple Complaints of Sales of Structured Notes NEW YORK, NY Are you a client of investment advisor, Chuck Roberts, with Stifel Nicolaus & Company in New York, New York? Several customers have filed complaints against the brokerage firm, alleging that Chuck Roberts made unsuitable recommendations to…
Continue reading ›Ebony Parks, Formerly with LPL Financial, Suspended Indefinitely by FINRA DAVENPORT, IA Have you suffered investment losses because of recommendations made by advisor Ebony Parks? Our securities arbitration law firm is looking into allegations made against former LPL Financial and Wells Fargo financial advisor Ebony Parks, from Davenport, Iowa. She was indefinitely suspended by FINRA…
Continue reading ›John Hebner, with Moloney Securities, Subject of Several Complaints HAYDEN, IDAHO Are you a former client of advisor John Hebner, with Moloney Securities in Hayden, Idaho? FINRA’s BrokerCheck shows that Moloney Securities has been sued by four customers within the last year regarding Mr. Hebner’s conduct. Four customer complaints have been made against Moloney Securities…
Continue reading ›Gregory Iglow, with Oppenheimer & Co., Subject of Complaints LOS ANGELES, CALIFORNIA Did you lose money with financial advisor Gregory Iglow with Oppenheimer & Co. in Los Angeles, California? Our law firm is looking into claims made by current or former clients Gregory Iglow, who has been a representative of Oppenheimer since June 2007. According…
Continue reading ›Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges…
Continue reading ›Shaun Grimaldi, with E1 Asset Management, Subject of Numerous Customer Complaints JERSEY CITY, NEW JERSEY Are you a current or former customer of financial advisor Shaun Grimaldi from Jersey City, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Shaun Grimaldi, who has worked with E1…
Continue reading ›Joseph Hurley, with Cambridge Investment Research, Subject of Customer Complaint BATTLE GROUND, WASHINGTON Have you invested with Joseph Hurley from Battle Ground, Washington? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made by a customer who filed a claim against Joseph Hurley’s brokerage firm, Cambridge Investment Research. In…
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