Kenan Bell Fired MML Investors Services LYNCHBURG, VIRGINIA Did you invest with stockbroker Kenan Bell in Lynchburg, Virginia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kenan Bell. FINRA’s BrokerCheck discloses that he was discharged by MML Investors Services in June 2022. BrokerCheck discloses that MML Investors…
Continue reading ›Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary…
Continue reading ›Jermaine Benjamin, Formerly with Pruco Securities, Barred from Securities Industry TAMPA, FLORIDA Have you invested with advisor Jermaine Benjamin in Tampa, Florida? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made against Jermaine Benjamin. In June 2023, Benjamin was barred from the securities industry by FINRA, because he…
Continue reading ›Sean Pong, Formerly with U.S. Bancorp Investments, Barred from Securities Industry LOS ALAMITOS, CALIFORNIA Did you invest with stockbroker Sean Pong in Los Alamitos, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Sean Pong. FINRA’s Disciplinary Database shows that in June 2023, Pong was barred from…
Continue reading ›Scott Matalon, Formerly with Ameriprise Financial Services, Barred by FINRA NEW YORK, NY Did you lose money with financial advisor Scott Matalon, formerly with Ameriprise Financial Services in New York, New York? Scott Matalon was barred by FINRA after he failed to respond to a FINRA investigation. Scott Matalon’s former brokerage firm, Ameriprise Financial Services,…
Continue reading ›Duncan MacEachern, Formerly with Centaurus Financial, Subject of Complaint ROYAL OAK, MICHIGAN Have you invested with Duncan MacEachern from Royal Oak, Michigan? Our securities arbitration law firm is reviewing claims made by a former client of Duncan Gerard MacEachern, formerly with Centaurus Financial and now with LPL Financial. MacEachern was a registered representative of Centaurus…
Continue reading ›Kevin Cory, Formerly with RF Lafferty & Company, Barred from Securities Industry BALTIMORE, MARYLAND Did you invest with Kevin Cory of Baltimore, Maryland? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Kevin Cory, who previously worked with RF Lafferty & Company from August 2017 to February…
Continue reading ›Angelo Anello, with LPL Financial, Subject of Several Complaints NEEDHAM, MASSACHUSETTS Did you lose money with stockbroker Angelo Anello in Needham, Massachusetts? Israels & Neuman is looking into claims made against Angelo Anello, with LPL Financial. FINRA’s BrokerCheck shows that Anello has been the subject of four customer complaints, three of which have been made…
Continue reading ›Christopher Carpenter, Formerly with LPL Financial, Barred by FINRA CHARLOTTE, NORTH CAROLINA Did you lose money with financial advisor Christopher Carpenter, formerly with LPL Financial in Charlotte, North Carolina? Christopher John Carpenter was barred by FINRA after he failed to cooperate with a FINRA investigation. In February 2023, LPL Financial filed a Form U5 with…
Continue reading ›Thomas Tedeschi, Formerly of Spartan Capital, Suspended by FINRA GARDEN CITY, NY Have you invested money with financial advisor Thomas Tedeschi, formerly with Spartan Capital Securities in Garden City, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Thomas J. Tedeschi. FINRA has suspended Tedeschi from the securities industry for…
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