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COMPLAINTS Against SETH MASON of Morgan Stanley
Israels & Neuman, PLC

Seth Mason, Formerly with Morgan Stanley, Subject of Seven Complaints GRAND RAPIDS, MICHIGAN Have you invested with Seth Mason from Grand Rapids, Michigan? Our securities arbitration law firm is reviewing claims made by FINRA, against Seth Gordon Mason. Mason, who was licensed with Morgan Stanley from June 2009 to March 2022, has been the subject…

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STEWART GINN of Independent Financial Under INVESTIGATION
Israels & Neuman, PLC

Stewart Ginn, with Independent Financial Group, Under FINRA Investigation ENCINITAS, CALIFORNIA Did you lose money with financial advisor Stewart Ginn, who works with Independent Financial Group in Encinitas, California? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Stewart Ginn. According to FINRA’s Disciplinary Database, FINRA has…

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Investigation of DANIEL RAUPP of Condorde Investment
Israels & Neuman, PLC

Investment Fraud Law Firm Investigates Daniel Raupp of Concorde Investment Services SETAUKET, NEW YORK Have you lost money with financial advisor Daniel Raupp, formerly of Concorde Investment Services in Setauket, New York? We are looking into allegations made against Daniel Raupp, who has been the subject of 11 customer complaints, 10 of which have been…

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Advisor JAMES VIKTORA of Merrill Lynch is Fired
Israels & Neuman, PLC

James Viktora Fired from Merrill Lynch ORLAND PARK, ILLINOIS Are you a former client of financial advisor James Viktora, formerly with Merrill Lynch in Orland Park, Illinois? Mr. Viktora was fired by Merrill Lynch in February 2023. According to FINRA’s BrokerCheck, Jim Viktora was fired for “conduct involving entering into a financial arrangement with a…

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DAVID MORRIS of Stifel Nicolaus is SUSPENDED
Israels & Neuman, PLC

David Morris, Formerly with Stifel Nicolaus & Company, Suspended by FINRA CHICAGO, ILLINOIS Are you a former client of David Morris, formerly with Stifel Nicolaus & Company in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against David Jeffrey Morris. David Morris was indefinitely suspended by FINRA in February 2023 because Morris…

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SURAGE ROSHAN PERERA of Aegis Capital is Indicted
Israels & Neuman, PLC

Surage Perera, formerly with the Aegis Capital Corp., Indicted MELVILLE, NEW YORK Have you lost money with financial advisor Surage Roshan Perera of Queens, New York? Surage Perera was previously affiliated with a brokerage firm called Aegis Capital Corp., from April 2018 to September 2022. He worked in a Melville, New York office but lived…

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Complaints Against PAMELA ESPINOSA of SII Investments
Israels & Neuman, PLC

Former SII Investments Advisor Pamela Espinosa Subject of Recent Complaint ALBUQUERQUE, NEW MEXICO Are you a current or former client of financial advisor Pamela Espinosa from Albuquerque, New Mexico? Our law firm is reviewing claims made against by former customers of Pamela Espinosa, who was worked with SII Investments from April 2011 to November 2017…

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Complaints Against SHIMSHON PLOTKIN of Independent Financial
Israels & Neuman, PLC

Shimshon Plotkin, with Independent Financial Group, Subject of Ten Complaints CHEVY CHASE, MARYLAND Did you have investments with financial advisor Shimshon Plotkin, who has been an advisor with Independent Financial Group in Chevy Chase, Maryland? Israels & Neuman is examining allegations made by customers of Shimshon Plotkin. Shimshon “Shim” Plotkin had been a representative of…

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Complaints Against MICHE JEAN of Morgan Stanley
Israels & Neuman, PLC

Miche Jean Formerly of Morgan Stanley, Subject of FINRA Complaint for Unauthorized Trading ROCKVILLE, MARYLAND Are you a former customer of Miche Jean, of Morgan Stanley in Rockville, Maryland? The securities fraud and arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA against Miche Patrick Jean. FINRA seeks to bar him…

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JOSE CANDELARIO PADILLA of Nationwide Planning is SUSPENDED
Israels & Neuman, PLC

Jose Candelario Padilla, with Nationwide Planning Associates, Suspended GUAYAMA, PUERTO RICO Have you invested with Jose Candelario Padilla from Guayama, Puerto Rico? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made by FINRA, against Jose Candelario Padilla. He has been affiliated Nationwide Planning Associates since September 2016. FINRA’s…

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What are past clients saying about Israels & Neuman, PLC?

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

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