Israels & Neuman PLC, a premiere Seattle FINRA arbitration law firm, is reviewing allegations made against William Sandeman, who worked at Wedbush Securities in a Seattle, Washington office. Allegations Regarding William Sandeman’s Suspension FINRA investigated Sandeman regarding allegations that he “Sandeman recommended that 81 retail customers purchase and hold volatility-linked and non-traditional exchange-traded products (ETPs)…
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The securities arbitration law firm of Israels & Neuman is looking into allegations involving Steven Schwartz, who worked at Centaurus Financial in a Mercer Island, Washington office. Allegations Regarding Steven Schwartz’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Steven Schwartz has been the subject of two customer complaints. A 2026 complaint alleges…
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Our securities arbitration law firm is looking into allegations involving David L. Long, Jr., who previously was a representative with Edward Jones and worked in Bellevue, Washington. His registration was terminated by Edward Jones in February 2026. Allegations Against David L. Long, Jr. According to FINRA’s BrokerCheck, Edward Jones fired David Long regarding “Concerns registered…
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Did you bet on sports events contracts – or sports gambling – through Robinhood, Kalshi or other prediction market website? We may be able to help you recover your losses. Israels & Neuman is a securities arbitration law firm and is looking into claims for consumers who lost considerable amounts of money betting on sports…
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Gig Harbor, WA Israels & Neuman, a Seattle-based securities arbitration law firm, is reviewing claims regarding Robert Bruce Kersey, who was registered with Moloney Securities and Berthel Fisher between January 2013 and May 2026. Customer Allegations Regarding Robert Bruce Kersey Our firm has been in touch with a former client of Robert Kersey. The customer…
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If you lost money in Serene Lake Capital with advisor Li Li in Issaquah, Washington, contact Israels & Neuman at 720-599-3505. You may have legal options to recover your losses. What Did Washington Allege? The Washington Division of Securities alleged that Klahanie Investment and Li managed a private fund called Serene Lake Capital. Washington further…
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Israels & Neuman is looking into claims against Todd Juenger, who worked with LPL Financial in Vancouver, Washington. LPL Financial terminated him in October 2025. Allegations Regarding the Termination Juenger was fired by LPL Financial regarding allegations that he borrowed money from a client. Generally, financial advisors are not allowed to borrow money from clients,…
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Have you lost money with financial advisor Roger Bowlin, formerly with Concorde Investment Services in Mercer Island, Washington? This advisor has been alleged to have sold alternative investments to his clients, which often are investment products that are not traded on a public exchange like NYSE and NASDAQ. In particular, he allegedly recommended that his…
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MANCHESTER, WASHINGTON Have you lost money with advisor Mary Beslagic, formerly with Edward Jones in Manchester, Washington? Our investment fraud law firm is reviewing claims made against this advisor, who was suspended by FINRA from the securities industry for two months and was fined $5,000. FINRA’s AWC alleges that two of her customers had taken…
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Cetera Advisors Fires Advisor William Carlton for Inappropriate Trading Practice Allegations KIRKLAND, WASHINGTON Were you a client of financial advisor William Carlton from Kirkland, Washington? Our securities arbitration law firm is looking into allegations made against William Carlton also known as Bill D. Carlton. In December 2023, he was fired by Cetera Advisors. Cetera Advisors…
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