NORCROSS, GEORGIA We are currently investigating allegations made against Triad Advisors, a Norcross, Georgia-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Triad Advisors, making allegations that it failed to adequately supervise the exchange of Class A mutual fund shares and variable annuity exchanges. Because of the front-end load…
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BROOKLYN, NEW YORK Did you invest in cryptocurrency with Rashawn Russell of Deutsche Bank? Our securities arbitration firm is looking into allegations made against this advisor. Earlier this week, he was indicted for fraud. He is alleged to have solicited investors to give him money to invest in cryptocurrencies through an entity called R3 Crypto…
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ROSELLE, ILLINOIS Have you lost money with financial advisor Bradley A. Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, which barred him after he failed to respond to an investigation. FINRA was investigating this advisor after he was terminated by his former brokerage firm, LPL Financial. He…
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The securities and investment fraud law firm of Israels & Neuman is currently investigating allegations made against VALIC Financial Advisors, a Houston, Texas-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against this firm, making allegations that it failed to adequately supervise issues related to variable annuities. FINRA alleged that…
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SPRINGFIELD, ILLINOIS Have you lost money with financial advisor Dustin Shafer? We are looking into allegations made about this advisor from Springfield, Illinois. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry after he failed to respond to its investigation. FINRA was investigating allegations that he borrowed money from a client. Dustin…
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PALM BEACH, FLORIDA Are you a present or former customer of Gary S. Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between…
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ASTORIA, NEW YORK Did you lose money investing in real estate with Andrew Pandis, formerly with Essex National Securities in Astoria, New York? There have been several customers who have filed claims against this advisor’s prior firms over losses in real estate investments. Six customer complaints have been made regarding Pandis’ recommendation to invest, many…
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MELVILLE, NY Did you invest with financial advisor Thomas Duggan, formerly with Aegis Capital in Melville, New York? Our investment fraud law firm is reviewing claims made by former customers against this advisor. Thomas Duggan has been the subject of nine customer complaints throughout his career, and eight of those complaints have been made since…
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SIMI VALLEY, CALIFORNIA Did you invest with financial advisor Steven McCormick in Simi Valley, California? Israels & Neuman is looking into claims made by FINRA against this advisor, who was affiliated of Woodbury Financial Services from March 2019 to January 2024 and with Osaic Wealth from January 2024 to October 2024. He was recently barred…
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New York, NY Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office. Michael Siek has been the subject of six customer complaints, two of which were made in…
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