Articles Posted in John Polemis investigation

FINRA Seeks to Bar San Diego Advisor John Polemis From the Security Industry
Israels & Neuman, PLC

Allegations Regarding John Polemis FINRA initiated its investigation into John Polemis for allegations that he borrowed $28,000 from a terminally ill customer, without intending to pay it back.  He also placed trades in the customer’s account after the customer died, without prior written authorization, and generated over $3,000 in commissions for himself. FINRA further alleged…

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