FINRA has filed a regulatory action against financial advisor, Shammi Samaroo of Sunrise, Florida in April 2025. NY Life filed a regulatory form, alleging that Samaroo was “permitted to resign” while under internal review for potential violations of “company policy”. NY Life’s company policy was not specifically identified. In May 2025, Samaroo advised FINRA, through…
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Financial Advisor, Mohammed Salim was “discharged” by Morgan Stanley in October 2024. According to FINRA, Morgan Stanley disclosed in a filing that Mr. Salim was terminated surrounding allegations “related to unauthorized sales, and funds transfers from a customer’s account to the representative’s creditors”. Terminations like this typically draw scrutiny from a regulator like FINRA. FINRA…
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You may have legal options to recover your losses if you were investing with Paul Nannicelli in Amherst, New Hampshire. According to FINRA, this advisor allegedly submitted beneficiary change forms designating his own family members as beneficiaries of customer’s accounts without notice to and approval from” LPL Financial. Our securities and investment fraud law firm…
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If Michael Magruder was your financial advisor and you lost money, you may be able to recover investment losses. Our securities arbitration law firm is looking into allegations made by FINRA against Michael Edwin Magruder, who formerly was a representative with Merrill Lynch and Raymond James. He worked in a Golden Oak, Florida office. In…
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Israels & Neuman is looking into claims made against Jeffrey Arbeit of Austin Texas, who was a representative of Farmers Financial from March 2016 to March 2025. If you lost money, you may be able to make a claim. What Was Alleged Regarding Arbeit Jeffrey Arbeit was “discharged” by Farmers Financial in March 2025. In…
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Are you a client of financial advisor Marco Oreamuno, currently with Bolton Global Capital in Miami, Florida? Our securities arbitration law firm is reviewing claims involving Marco Oreamuno, including claims of unauthorized trading. FINRA, the Financial Industry Regulatory Authority, runs a database called BrokerCheck, which shows disciplinary and complaint histories of financial advisors. BrokerCheck show…
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Did you suffer investment losses with Todd Roggen, a former financial advisor with Raymond James in Houston, Texas? If so, you may be able to recover some of your financial losses. Our investment fraud law firm is looking into allegations of misconduct and mismanagement involving H. Todd Roggen. FINRA’s BrokerCheck discloses that Todd Roggen has been the…
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The securities law firm of Israels & Neuman represents clients who have invested and lost money in Tasty Brand II, L.P. Tasty Brands is a limited partnership that invests its funds in restaurant franchisees of chains like Burger King, Pizza Hut, KFC, and others. Investors put money into Tasty Brands, with the expectation that the…
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Were you encouraged to invest in tech stocks by Bill Morrison from Oakbrook Terrace, Illinois? If that is the case, you may have options to recover your financial losses. We’re looking into a recent customer complaint involving William Morrison, a representative of B. Riley Wealth Management. Customer Allegations Against Bill Morrison? A customer filed a…
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Did you invest with Eugene, Oregon advisor Michael D. Roberts? You may be able to recover investment losses. Our securities arbitration law firm, is reviewing claims made by a former customer against Michael or Mike Roberts, who formerly was a representative with Triad Advisors, Coastal Equities, and Centaurus Financial. Allegations of Customer Complaint According to…
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