Advisor Ronnie Dumag is Barred from the Securities Industry SACRAMENTO, CALIFORNIA Are you a former client of financial advisor Ronnie Dumag? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with PFS Investments (Primerica). Mr. Dumag was barred by FINRA after he refused…
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Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential). She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond…
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Imdadur Rahman also known as “Gino” Rahman, Formerly with Merrill Lynch Barred by FINRA BLOOMFIELD HILLS, MICHIGAN Are you a former customer of Imdadur Rahman (also known as Gino Rahman) in Bloomfield Hills, Michigan? Our firm is reviewing claims made against this advisor, who was formerly a representative of Merrill Lynch. FINRA made several allegations…
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Ameriprise Financial Fires Advisor Eric Anthony Dupre SAN ANTONIO, TEXAS Are you a former customer of financial advisor Eric Anthony Dupre from San Antonio, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor. He was fired by Ameriprise Financial Services in March 2024. Ameriprise terminated…
Continue reading ›Ronald Berg, Formerly with Innovation Partners, Barred from Securities Industry SEVEN OAKS, CALIFORNIA Are you a former client of financial advisor Ronald Berg? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with a brokerage firm called Innovation Partners. Mr. Berg was barred…
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FINRA Seeks to Bar Goodyear Advisor Chip Wodrich GOODYEAR, AZ Did you invest with Charles Wodrich, formerly with Hornor Townsend & Kent in Goodyear, Arizona? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities…
Continue reading ›David Burke Formerly with FBL Marketing Services Barred OMAHA, NE Are you a former customer of David Burke in Omaha, Nebraska? Our firm is reviewing claims made against this advisor, who was formerly a representative of FBL Marketing Services. FINRA began its investigation after he was “discharged” by FBL Marketing Services in September 2023 for…
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Jeffrey Furniss, with Lincoln Financial Advisors, Subject of Several Complaints ANNAPOLIS, MARYLAND Did you invest in oil and gas with Jeffrey Furniss from Annapolis, Maryland? Our firm is reviewing allegations made by several customers who filed claims against his brokerage firm, Lincoln Financial Advisors. According to FINRA’s BrokerCheck, Mr. Furniss has been the subject of…
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Advisor Randy Birkinbine, with Ausdal Financial Partners, Subject of Customer Complaints NORTH OAKS, MINNESOTA Have you lost money investing with Randy Birkinbine of Ausdal Financial Partners in North Oaks, Minnesota? According to Brokercheck, Ausdal Financial Partners has been named as a party in three cases filed in 2024, and Mr. Birkinbine was the subject of…
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Gary Kieper, Formerly with Thrivent Investment Management, Barred from Securities Industry ANTIGO, WISCONSIN Are you a former client of Gary Kieper in Antigo, Wisconsin? Israels & Neuman is reviewing claims made against Mr. Kieper, who previously worked with Thrivent Investment Management. In May 2024, Mr. Kieper was barred by FINRA after he refused to respond…
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