George N. Jing of TransAmerica Financial Barred by FINRA

Allegations Against George N. Jing

FINRA opened an investigation into George N. Jing after he was terminated by his former brokerage firm, TransAmerica Financial Advisors. According to a regulatory document called a Form U-5, TransAmerica disclosed that Jing was discharged for his alleged participation “in an undisclosed outside business activity and/or an undisclosed private securities transaction”. Under FINRA Rules, brokers are required to disclose any business activity that they are involved in, if it potentially involves some kind of compensation. The securities arbitration Law Firm of Israels & Neuman is looking into whether customers can recover their losses.

The Form U-5 filing by TransAmerica triggered an investigation by FINRA. It is a violation of FINRA Rule 8210 to refuse to respond to or cooperate with a FINRA investigation. Violations of FINRA Rule 8210 often result in suspensions or expulsions from the securities brokerage industry, and George Jing was barred by FINRA for this reason.

George Jing’s Industry History

George N. Jing was affiliated with TransAmerica Financial Advisors from 2012 to August 2025. He has been in the securities industry since 1997 and worked in a Rockville, Maryland office. He also ran a company called Jing Realty.

Potential Liability of TransAmerica Financial Advisors

Under FINRA Rules, broker-dealers like TransAmerica Financial Advisors must reasonably supervise the activities of their representatives. If the firm did not adequately supervise Jing, it could be liable to its customers for any investor harm.

Israels & Neuman represents investors in Maryland who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. If you were a client of George Jing and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

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