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Patrick Thayer, Formerly with Parkland Securities and LPL Financial, Barred from Securities Industry LEBANON, OHIO Have you lost money with stockbroker Patrick Thayer in Lebanon, Ohio? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Patrick Thayer, who previously worked with Parkland Securities and LPL Financial. In…

Leslie Kern, Formerly with D.H. Hill Securities, Subject of Customer Complaints WILMINGTON, NORTH CAROLINA Are you a client of Leslie Kern, with D.H. Hill Securities in Wilmington, North Carolina? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Leslie Howard Kern. BrokerCheck reveals that Kern was…

Customer Complaint Pending Against Crown Capital Securities Involving Gregory Barson LAS VEGAS, NEVADA Were you a former customer of financial advisor Gregory Barson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against former Crown Capital Securities advisor Gregory Barson, in Las Vegas, Nevada. According to FINRA’s BrokerCheck,…

Alvery Bartlett, Formerly with Berthel Fisher, Subject of Six Complaints ST. LOUIS, MISSOURI Did you have investments with financial advisor Alvery Bartlett, who had been an advisor with Berthel Fisher in St. Louis, Missouri? The securities and investment fraud law firm of Israels & Neuman is examining allegations made by customers of Alvery A. Bartlett,…

Seth Mason, Formerly with Morgan Stanley, Subject of Seven Complaints GRAND RAPIDS, MICHIGAN Have you invested with Seth Mason from Grand Rapids, Michigan? Our securities arbitration law firm is reviewing claims made by FINRA, against Seth Gordon Mason. Mason, who was licensed with Morgan Stanley from June 2009 to March 2022, has been the subject…

Stewart Ginn, with Independent Financial Group, Under FINRA Investigation ENCINITAS, CALIFORNIA Did you lose money with financial advisor Stewart Ginn, who works with Independent Financial Group in Encinitas, California? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Stewart Ginn. According to FINRA’s Disciplinary Database, FINRA has…

Investment Fraud Law Firm Investigates Daniel Raupp of Concorde Investment Services SETAUKET, NEW YORK Have you lost money with financial advisor Daniel Raupp, formerly of Concorde Investment Services in Setauket, New York? We are looking into allegations made against Daniel Raupp, who has been the subject of 11 customer complaints, 10 of which have been…

James Viktora Fired from Merrill Lynch ORLAND PARK, ILLINOIS Are you a former client of financial advisor James Viktora, formerly with Merrill Lynch in Orland Park, Illinois? Mr. Viktora was fired by Merrill Lynch in February 2023. According to FINRA’s BrokerCheck, Jim Viktora was fired for “conduct involving entering into a financial arrangement with a…

David Morris, Formerly with Stifel Nicolaus & Company, Suspended by FINRA CHICAGO, ILLINOIS Are you a former client of David Morris, formerly with Stifel Nicolaus & Company in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against David Jeffrey Morris. David Morris was indefinitely suspended by FINRA in February 2023 because Morris…

Surage Perera, formerly with the Aegis Capital Corp., Indicted MELVILLE, NEW YORK Have you lost money with financial advisor Surage Roshan Perera of Queens, New York? Surage Perera was previously affiliated with a brokerage firm called Aegis Capital Corp., from April 2018 to September 2022. He worked in a Melville, New York office but lived…