Tammie Farrell, with Capital Investment Group, Subject of Complaints FRANKLIN, NORTH CAROLINA Did you invest in GWG L bonds with Capital Investment Group? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against Tammie Farrell of Franklin, North Carolina, who has been with Capital Investment Group since…
Continue reading ›Steve Moise with Joseph Stone Capital, Indefinitely Suspended MINEOLA, NEW YORK Are you a current or former client of financial advisor Steve Moise, who worked with Joseph Stone Capital in Mineola, New York? Steve Moise has been indefinitely suspended by FINRA starting in February 2023 because he failed to respond to FINRA requests for information.…
Continue reading ›Kevin Hobbs, Formerly with PFS Investments, Barred from Securities Industry LAKE WORTH, FLORIDA Did you invest with stockbroker Kevin Hobbs in Lake Worth, Florida? Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Kevin Hobbs. In March 2023, Hobbs was barred from the securities brokerage industry, because…
Continue reading ›Israels & Neuman, PLC Investigates Jason Orsky, with Purshe Kaplan Sterling WESTLAKE, OHIO Are you a former or current client of financial advisor Jason Orsky, with Purshe Kaplan Sterling in Westlake, Ohio? Orsky, who also runs Jason M. Orsky Wealth Management, is the subject of a regulatory investigation by the Ohio Division of Securities, according…
Continue reading ›Joseph Beam, with Capital Investment Group, Subject of Three Complaints HENDERSONVILLE, NORTH CAROLINA Did you invest in GWG with financial advisor Joseph Beam from Hendersonville, North Carolina? Our investment fraud law firm is looking into allegations made against Joseph Beam, who has been licensed with Capital Investment Group since August 2013. BrokerCheck, which is operated…
Continue reading ›Michael Finnie, Formerly of Securities America, Subject of Virginia Regulatory Action ALEXANDRIA, VIRGINIA Have you invested with advisor Michael Finnie, formerly with Securities America in Alexandria, Virginia? The Virginia Corporation Commission brought a regulatory action against Finnie’s former firm, Securities America, in 2021. Virginia alleged that Michael Finnie made an unsuitable recommendation to invest his…
Continue reading ›Israels & Neuman Reviews Allegations Made Against Syauching Hung, Formerly of Voya Financial Advisors SAN GABRIEL, CALIFORNIA Did you invest in REITs and BDCs with financial advisor Syauching Hung, formerly of Voya Financial Advisors in San Gabriel, California? We are reviewing claims made against Syauching “June” Hung. Syauching Hung has been the subject of 2…
Continue reading ›Erick Krosky Fired By Edward Jones SCOTTSDALE, ARIZONA Have you invested with financial advisor Erick Krosky from Scottsdale, Arizona? Our law firm is looking into allegations made against Erick Emerson Krosky. Nick Krosky was fired by Edward Jones in January 2023, according to FINRA’s BrokerCheck. Erick Krosky had maintained his securities license with Edward Jones…
Continue reading ›Linda Wimsatt, Formerly with Westpark Capital, Part of Three GWG Cases CARLSBAD, CALIFORNIA Did you invest in GWG L Bonds with stockbroker Linda Wimsatt, formerly with Westpark Capital in Carlsbad, California? Linda Wimsatt was a licensed advisor with Westpark Capital from November 2017 to October 2020. She now works for American Trust Investment Services. Since…
Continue reading ›Craig McDaniel, with Capital Investment Group, Subject of Two GWG Complaints COLUMBIA, SOUTH CAROLINA Israels & Neuman is reviewing allegations made against Craig McDaniel, who has been affiliated with Capital Investment Group since 2004. McDaniel worked in a Columbia, South Carolina office. FINRA’s BrokerCheck discloses that Craig McDaniel was the subject of two customer complaints…
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