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Jeffrey Bishop Discharged by Principal Securities CREST HILL, ILLINOIS Are you a former client of financial advisor Jeffrey Bishop in Crest Hill, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Bishop, who previously worked for Principal Securities. Jeffrey Bishop was terminated by Principal Securities in…

SEC Fines Centaurus Financial Over Sales of Unsuitable Variable Interest Rate Structured Products (VRSP) LEXINGTON, SOUTH CAROLINA Were you sold variable interest rate structured products (VRSP) by Centaurus Financial? The Securities and Exchange Commission recently brought a claim against Centaurus Financial regarding sales of variable interest rate structured products. The SEC alleged that between June…

Archie Blood, Formerly with Cambridge Investment Research, Suspended GRAND RAPIDS, MICHIGAN Have you invested with Archie Blood from Holland, Michigan? Our securities arbitration law firm is reviewing claims made by FINRA, against Archie A. Blood. Blood was under a FINRA investigation subsequent to his “voluntary resignation” with his former brokerage firm, Cambridge Investment Research. Cambridge…

Edward Short, Formerly with Laidlaw & Company, Suspended MELVILLE, NEW YORK Are you a former client of financial advisor Edward Short, who previously worked with Laidlaw & Company in Melville, New York? Our investment fraud law firm is looking into allegations made against Edward Short. According to FINRA’s Disciplinary Database, FINRA was investigating whether Short…

Sean Boswick, Formerly with Brock Securities, Barred from Securities Industry NEW YORK, NY Are you a former client of financial advisor Sean Boswick in New York, New York? The investment fraud and securities arbitration firm of Israels & Neuman is looking into allegations made against Sean Morgan Storm Boswick. According to FINRA’s Disciplinary Database, he…

Nathaniel Clay, formerly with Laidlaw & Company, Agrees to Pay Over $300,000 New York, NY Have you lost money with financial advisor Nathaniel Clay of New York City? We are investigating allegations made by the Securities and Exchange Commission (SEC) against Nathaniel Clay. The SEC alleged that Clay and Terrance Reagan, who were both previously…

Matthew Barks, Formerly with Park Avenue Securities, Barred from Securities Industry PADUCAH, KENTUCKY Are you a former client of stockbroker Matthew Barks in Paducah, Kentucky? Israels & Neuman is reviewing allegations made against Matthew Barks, who previously worked for Park Avenue Securities. FINRA’s Disciplinary Database reveals that he failed to respond to an investigation and…

FINRA Fines Paulson Investment Company Over Variable Interest Rate Structured Products LAKE OSWEGO, OREGON Have you invested in variable interest rate structured products (VRSPs) through Paulson Investment Company? Our Pacific Northwest law firm is reviewing claims by FINRA against this brokerage firm. According to a recent Letter of Acceptance, Waiver and Consent, FINRA alleged that…

CFP Board Bars Travis Hansberger From Using CFP Designation ST. LOUIS PARK, MINNESOTA Our securities arbitration law firm is reviewing allegations made against Travis Hansberger of St. Louis Park, MN. The Certified Financial Planner (CFP) Board announced that it permanently barred him from using the CFP designation. The CFP Board alleged that Hansberger recommended unsuitable…

Nicholas Huniak Fired By Country Capital Management Company GRANITE CITY, ILLINOIS Have you invested with financial advisor Nicholas Huniak from Granite City, Illinois? We are reviewing allegations made against Nicholas Huniak. According to FINRA’s BrokerCheck, Nick Huniak was fired by Country Capital Management Company in November 2022. BrokerCheck further reveals that Huniak was terminated after…