Bradley Kavanagh, Formerly with Park Avenue Securities, Barred from Securities Industry BATON ROUGE, LOUISIANA Did you suffer financial losses due to recommendations of Bradley Kavanagh, formerly with Park Avenue Securities in Baton Rouge, Louisiana? In August 2022, Bradley Kavanagh was barred from the securities industry in after he failed to respond to a FINRA (Financial…
Continue reading ›Former Kestra Advisor David Lentz Subject of Recent Complaint KERNERSVILLE, NORTH CAROLINA Are you a current or former client of financial advisor David Lentz of Kestra Investment from Kernersville, North Carolina? Our law firm is reviewing claims made against by former customers of David Lentz. There have been at least one customer complaint filed against…
Continue reading ›Aegis Capital Corp. Fired Sean Sullivan MELVILLE, NY Have you lost money investing with advisor Sean Sullivan, formerly with Aegis Capital Corp.? Sean T. Sullivan was fired by Aegis Capital Corp. in July 2022, according to FINRA’s (Financial Industry Regulatory Authority) BrokerCheck. The reason for terminating Sullivan’s affiliation with Aegis Capital Corp. was for “multiple…
Continue reading ›Joseph Michael Todd Fired by Centaurus Financial CRYSTAL RIVER, FLORIDA Are you a former customer of Joseph Michael Todd also known as Michael Todd, formerly with Centaurus Financial, in Crystal River, Florida? FINRA’s BrokerCheck shows that Joseph Michael Todd was fired by Centaurus Financial in July 2022. Todd had been licensed with Centaurus Financial since…
Continue reading ›Anthony Pitta, with Capital Investment Group, Subject of Two Complaints MELVILLE, NEW YORK Did you invest with financial advisor Anthony Pitta from Melville, New York? Our securities arbitration law firm is looking into allegations made against Anthony Pitta, who has been licensed with Capital Investment Group since 2010. According to FINRA’s BrokerCheck, Pitta has been…
Continue reading ›Annetta Box, Formerly with Cambridge Investment Research, Barred by FINRA DALLAS, TEXAS Have you invested with Annetta Box, formerly with Cambridge Investment Research in Dallas, Texas? Our firm is looking into claims made by FINRA against Annetta Marie Box, who was barred by FINRA from the securities brokerage industry after she failed to adequately respond…
Continue reading ›Attorney David Neuman Is Quoted in Financial Planning Article Regarding Advisor Ronald Hannes Securities and Investment Fraud Attorney, David Neuman was quoted in an article on Financial-Planning.com. The article was written by Tobias Salinger. The article is about Ronald Hannes, a former financial advisor from Spokane, Washington, who was recently charged with fraud. Hannes was…
Continue reading ›Phil Donahue, with PFS Investments, Suspended 30 Days PANAMA CITY BEACH, FLORIDA Are you a current or former client of financial advisor Phil Donahue, with PFS Investments (Primerica), in Panama City Beach, Florida? We are reviewing claims made by FINRA, the Financial Industry Regulatory Authority, against J. Philip Donahue. FINRA suspended Donahue in August 2022…
Continue reading ›David Wilkie, formerly with Voya Financial Advisors, Suspended by FINRA MENDOTA HEIGHTS, MINNESOTA you a former customer of David Wilkie, formerly with Voya Financial Advisors? Israels & Neuman is looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against David Wilkie, who worked in Mendota Heights, Minnesota. Wilkie has been suspended by FINRA…
Continue reading ›Ernest Frerking, Formerly with Merrill Lynch, Barred by FINRA AUSTIN, TEXAS Have you lost money investing with Ernest Frerking, formerly with Merrill Lynch in Austin, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Ernest Frerking. Ernest Frerking was barred by FINRA from the securities…
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