Rajesh Markan, Formerly with Merrill Lynch, Barred by FINRA from Securities Industry DALLAS, TEXAS Did you invest with financial advisor Rajesh Markan in Dallas, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Rajesh Markan, who previously worked with Merrill Lynch from 2009 to October 2022, and…
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Brian Scott Graham Barred from Securities Industry PLAINFIELD, ILLINOIS Did you invest with former financial advisor and stockbroker Brian Scott Graham in Plainfield, Illinois? Israels & Neuman is reviewing claims made against this advisor, who was licensed with Cetera Advisor Networks from 2013 to April 2024. He was barred from the securities industry by FINRA…
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Cetera Advisors Fires Advisor William Carlton for Inappropriate Trading Practice Allegations KIRKLAND, WASHINGTON Were you a client of financial advisor William Carlton from Kirkland, Washington? Our securities arbitration law firm is looking into allegations made against William Carlton also known as Bill D. Carlton. In December 2023, he was fired by Cetera Advisors. Cetera Advisors…
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Berthel Fisher Fires Advisor James Martin JACKSONVILLE, ILLINOIS Are you a former customer of financial advisor James Martin also known as Jamie Martin, from Jacksonville, Illinois? Our investment fraud law firm is looking into allegations made against this advisor. In July 2024, he was fired by Berthel Fisher regarding allegations that he borrowed money from…
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Maria De Los Angeles Leon Barred from Securities Industry for Allegations of Stolen Funds GRAND RAPIDS, MICHIGAN Did you invest with advisor Maria De Los Angeles Leon in Grand Rapids, Michigan? Israels & Neuman is reviewing claims made against this advisor, who was affiliated with PNC Investments from June 2022 to September 2024. She was…
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Ashlee Godfrey of Wells Fargo is Barred from the Securities Industry DALTON, GEORGIA Are you a former client of financial advisor Ashlee Godfrey in Dalton, Georgia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against this advisor, who previously worked with Wells Fargo from 2014 to October 2021.…
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Spartan Capital Stockbroker Kieran Marc Loughran Suspended by FINRA NEW YORK, NY Have you lost money with advisor Kieran Loughran, formerly with Spartan Capital Securities in New York, New York? Our investment fraud law firm is reviewing claims made by FINRA against Kieran Loughran. FINRA suspended this advisor from the securities industry for three months,…
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Former Equity Services Advisor Richard Jackson Suspended NEW YORK, NY Have you invested with financial advisor Richard Jackson from New York, New York? This advisor was suspended for one month by FINRA. FINRA began its investigation after he was terminated by Equity Services. He was alleged to have made promissory, exaggerated and unwarranted representations about…
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LPL Financial Fires Advisor Ross Fabregas ALBANY, NEW YORK Are you a former customer of financial advisor Ross Fabregas from Albany, New York? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against this advisor. In May 2024, he was fired by his brokerage firm, LPL Financial. LPL…
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Gregory Corrie, Formerly with Cambridge Investment Research, Barred from Securities Industry BOISE, IDAHO Were you a customer of financial advisor Gregory Corrie? The securities fraud law firm of Israels & Neuman is looking into allegations against Gregory Corrie, who previously worked with Cambridge Investment Research in Boise, Idaho. In August 2024, he was barred by…
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