Articles Posted in Florida

LAWRENCE ROGER RICE of Centaurus Financial is BARRED by FINRA
Israels & Neuman, PLC

Lawrence Rice Permitted to Resign by Centaurus Financial LAUDERDALE BY THE SEA, FLORIDA Are you a former customer of Lawrence Roger Rice, formerly with Centaurus Financial, in Lauderdale by the Sea, Florida? FINRA’s BrokerCheck Report (linked below) shows that he was “permitted to resign” by the brokerage firm in February 2024. He had been licensed…

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MICHAEL GRANDE of Newbridge Securities COMPLAINTS
Israels & Neuman, PLC

Michael Grande, Formerly of Newbridge Securities, Subject of FINRA Complaint FORT LAUDERDALE, FLORIDA Are you a former customer of Michael Grande, formerly with Newbridge Securities in Fort Lauderdale, Florida? Our law firm is reviewing allegations made by FINRA against this advisor. FINRA seeks to bar him from the securities brokerage industry in an April 2024…

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RAUL BENITEZ of Suntrust Subject of Multiple COMPLAINTS
Israels & Neuman, PLC

Raul Benitez, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez.…

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JOE DAVID GAINER of Wells Fargo in Marianna is BARRED
Israels & Neuman, PLC

Advisor Joe Gainer Barred by FINRA MARIANNA, FLORIDA Are you a former client of Joe David Gainer in Marianna, Florida? He previously worked with Wells Fargo and has failed to respond to a FINRA investigation. FINRA started looking into Gainer, who allegedly failed to disclose a position of trust in relation to receiving a $3…

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JAMES WILLIAMS of Newbridge Subject of SIX COMPLAINTS
Israels & Neuman, PLC

James Williams with Newbridge Securities Subject of Six Complaints BOCA RATON, FLORIDA Did you invest with financial advisor James Williams from Boca Raton, Florida? Our investment fraud law firm is reviewing allegations made by his clients. He has been licensed with Newbridge Securities since 2010. James Earl Williams is the subject of 6 customer complaints,…

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GARY COSTELLO of Truist Investment is FIRED
Israels & Neuman, PLC

Gary Costello Fired by Truist Investment Services PALM BEACH, FLORIDA Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been…

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SCOTT ROSLONOWSKI of Ameriprise Subject of COMPLAINTS
Israels & Neuman, PLC

Scott Roslonowski with Ameriprise Financial Services Subject of Complaints INDIAN HARBOUR BEACH, FLORIDA Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009. Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in…

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ROBERT DECHICK of DH Hill Securities Subject of COMPLAINTS
Israels & Neuman, PLC

Robert Dechick with DH Hill Securities Subject of Complaints CLERMONT, FLORIDA Have you invested in REITs through DH Hill Securities? Our securities arbitration law firm is looking into claims made against advisor, Robert Dechick of Clermont, Florida. Mr. Dechick has been the subject of five customer complaints since 2020, including two complaints that were made…

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TODD LESK of Cambridge Investment is BARRED
Israels & Neuman, PLC

Todd Lesk Formerly with Cambridge Investment Research Barred CORAL SPRINGS, FLORIDA Did you invest with advisor Todd Lesk in Coral Springs, Florida? Israels & Neuman is reviewing claims made against Todd M. Lesk, formerly with Cambridge Investment Research. In October 2023, FINRA’s Disciplinary Database shows that he was barred from the securities industry. FINRA began…

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WILLIAM HORAK of Purshe Kaplan Subject of GWG Complaints
Israels & Neuman, PLC

William Horak, with Purshe Kaplan Sterling, Subject of GWG Complaints TALLAHASSEE, FLORIDA Have you invested in GWG L bonds or the ARC Hospitality Trust through Purshe Kaplan Sterling? Our securities arbitration law firm is looking into claims made against William Horak who has been with Purshe Kaplan Sterling since May 2014. William Horak has been…

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