Former Truist Investment Services Advisor Simon Joseph Subject of Recent Complaint ALEXANDRIA, VIRGINIA Are you a current or former client of financial advisor Simon Joseph from Alexandria, Virginia? Israels & Neuman is reviewing claims made against by former customers of Simon Joseph, who worked with Truist Investment Services from February 2021 to March 2022 and…
Continue reading ›Kenan Bell Fired MML Investors Services LYNCHBURG, VIRGINIA Did you invest with stockbroker Kenan Bell in Lynchburg, Virginia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kenan Bell. FINRA’s BrokerCheck discloses that he was discharged by MML Investors Services in June 2022. BrokerCheck discloses that MML Investors…
Continue reading ›John Gascoyne, Formerly of Morgan Stanley, Subject of Customer Complaint THE WOODLANDS, TEXAS Have you been a client of John Gascoyne, formerly with Morgan Stanley in The Woodlands, Texas? Our law firm is reviewing allegations of misrepresentations made by customers against the investment advisor. A customer complaint was filed with FINRA in March 2023 alleging…
Continue reading ›Ricardo Rose, with Arive Capital Markets, Subject of Customer Complaints STATEN ISLAND, NEW YORK Were you a customer of advisor Ricardo Rose, with Arive Capital Markets in Staten Island, New York? Ricardo Rose also known as Richard Rose, has been in the securities industry since 2000 and has been the subject of four customer complaints.…
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GAINESVILLE, FLORIDA Have you lost money with financial advisor Roderick Whited, formerly with Northwestern Mutual in Gainesville, Florida? We are looking into allegations made against Roderick Whited. Whited was barred from the securities industry by FINRA after he was alleged to have misappropriated funds from a charitable event that he organized. White has since repaid…
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NEW YORK, NY Have you lost money with John Lowry, with Spartan Capital Securities in New York, New York? We are looking into allegations made against John Lowry. Lowry has been the subject of an investigation by FINRA. FINRA is investigating whether Lowry had willfully failed to timely amend Forms U4 to disclose arbitration filings…
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BRECKSVILLE, OHIO Have you lost money with financial advisor Albert DeGaetano, formerly with Edward Jones in Brecksville, Ohio? We are looking into allegations made against Albert DeGaetano. DeGaetano was suspended from the securities industry for six months and fined $7,500 by FINRA. FINRA was investigating whether DeGaetano had exercised discretion in a customer’s account without…
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FLINT, MICHIGAN Have you lost money with financial advisor Steven Muntin from Flint, Michigan? We are looking into allegations against Steven Muntin by the SEC. Muntin was civilly charged with defrauding an investor. Muntin used his company Executive Asset Management to charge a customer over $300,000 but never actually invested the money. Instead, the money…
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FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The…
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MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether…
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