10.0David P Neuman
(720) 599-3505

Investigation of HAWK SYSTEMS and HAWK BIOMETRIC – Florida

Category Archives: Investment Fraud

30
Mar

Investigation of HAWK SYSTEMS and HAWK BIOMETRIC – Florida

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Investigation of HAWK SYSTEMS and HAWK BIOMETRIC – Florida

Losses in Hawk Systems, Inc. and Hawk Biometric Technologies Have you lost money investing in Hawk Systems, Inc. and Hawk Biometric Technologies?  Our firm is investigating the sale of investments in Hawk Systems and Hawk Biometric Technologies, after multiple news sources, including the New York Daily Times and the Palm Beach Post covered stories about ...

29
Mar

Alert: STEVEN RODEMER of Stifel Nicolaus is BARRED – Pueblo, CO

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Alert:  STEVEN RODEMER of Stifel Nicolaus is BARRED – Pueblo, CO

Steven Rodemer, previously with Stifel Nicolaus, Barred by FINRA Have you lost money with financial advisor Steven Rodemer?  We are looking into allegations made about Steven Dale Rodemer from Pueblo, Colorado.  FINRA (the Financial Industry Regulatory Authority) barred Rodemer from the securities industry.  FINRA alleged that Rodemer failed to respond to its investigation.   FINRA was ...

24
Mar

INVESTOR ALERT: DANA VIETOR of Irving, TX is BARRED

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INVESTOR ALERT:  DANA VIETOR of Irving, TX is BARRED

Dana Vietor, previously with Cape Securities, Barred by FINRA Have you lost money with financial advisor Dana Vietor?  We are looking into allegations made about Dana Bruce Vietor from Irving, Texas.  FINRA (the Financial Industry Regulatory Authority) barred Vietor from the securities industry.  FINRA was investigating Vietor after he was alleged to have sold $3 ...

23
Mar

Investigation of JOEL FLANNIGAN of NYLife – Fort Wayne, IN

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Investigation of JOEL FLANNIGAN of NYLife – Fort Wayne, IN

Joel Flannigan, previously with NYLife Securities, Barred by FINRA Have you lost money with financial advisor Joel Flannigan?  We are looking into allegations made about Joel V. Flannigan from Fort Wayne, Indiana.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Flannigan failed to respond to its investigation.   FINRA ...

22
Mar

UPDATE! Eric Credle of Pruco is BARRED – Indianapolis, IN

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UPDATE!  Eric Credle of Pruco is BARRED – Indianapolis, IN

Eric Credle, previously with Pruco Securities, Barred by FINRA Have you lost money with financial advisor Eric Credle?  We are continuing to look into allegations made about Eric Hugh Credle from Indianapolis, Indiana.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Credle failed to respond to its investigation.   ...

21
Mar

UPDATE! Complaints Against Advisor THOMAS LOGUE – Hinsdale, IL

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UPDATE!  Complaints Against Advisor THOMAS LOGUE – Hinsdale, IL

Thomas Logue, formerly with American Independent Securities Group, Subject of Illinois Complaint Have you lost money with financial advisor Thomas Logue of Hinsdale, Illinois?  We are continuing to look into allegations made against Thomas Joseph Logue, Jr.  The Illinois Securities Department brought a complaint against Logue to determine whether he should have his registrations revoked.  ...

20
Mar

UPDATE: JAMES DAUGHTRY of Kestra is Now BARRED – Dothan, AL

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UPDATE:  JAMES DAUGHTRY of Kestra is Now BARRED – Dothan, AL

James Daughtry, previously with Kestra Investment Services, Barred by FINRA Have you lost money with financial advisor James Daughtry?  We are continuing to look into allegations made about James Blake Daughtry from Dothan, Alabama.  FINRA (the Financial Industry Regulatory Authority) barred Daughtry from the securities industry.  FINRA alleged that he failed to respond to its ...

18
Mar

UPDATE: Halil Kozi of PHX Financial SUSPENDED – New York, NY

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UPDATE:  Halil Kozi of PHX Financial SUSPENDED – New York, NY

Halil Kozi, previously with PHX Financial, Suspended for Two Years Have you lost money with financial advisor Halil Kozi?  We are continuing to look into allegations made about Halil Kozi from New York, New York.  In 2019, FINRA (the Financial Industry Regulatory Authority) filed a complaint against Kozi, seeking to punish or fine him.  In ...

17
Mar

INVESTOR ALERT! Quincy Caldwell of Planmember Securities SUSPENDED – Katy, TX

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INVESTOR ALERT!  Quincy Caldwell of Planmember Securities SUSPENDED – Katy, TX

Quincy Caldwell, formerly with Planmember Securities Corp., Suspended Three Months Have you lost money with financial advisor Quincy Caldwell from Katy, Texas?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Quincy D. Caldwell.  FINRA alleged that he made unsuitable recommendations to six of his customers to switch from Class ...

16
Mar

INVESTMENT LOSSES with NGL in MLPs & Oil and Gas Investments?

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INVESTMENT LOSSES with NGL in MLPs & Oil and Gas Investments?

Master Limited Partnerships (MLPs) and Oil and Gas Investments The equity markets have faced a lot of turbulence in the last few weeks with the emergence of COVID-19, a coronavirus.  The S&P 500 and Dow Jones indexes have plummeted.  As an example, the S&P 500 dropped from about 3300 to 2400 from February 19, 2020 ...

10.0David P Neuman

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