Allegations Against David Franklin FINRA alleged that it has opened an investigation into David K. Franklin of New York, NY after he was criminally charged with “Conspiracy to Commit Health Care Fraud” and “Conspiracy to Commit Money Laundering” in May 2025. FINRA then alleged that Franklin refused to cooperate with their investigation. The investment fraud…
Continue reading ›
The investment fraud law firm of Israels & Neuman is looking into claims involving Michelle Stebbin, who worked in Southfield and Grand Rapids, Michigan. Multiple Customer Complaints Against Michelle Stebbin FINRA BrokerCheck contains information about whether customers have made complaints against financial advisors like Michelle Stebbin. Ms. Stebbin has been the subject of four customer…
Continue reading ›
Israels & Neuman law firm is looking into allegations involving William Tunink also known as “Bill” Tunink, who was a representative with LPL Financial and worked in a West Des Moines, Iowa office. Mr. Tunink’s registration was terminated by LPL Financial in September of 2025. Allegations Against William Tunink According to FINRA’s BrokerCheck, LPL Financial…
Continue reading ›
Israels & Neuman is reviewing claims against Marshall Lum, who formerly was a representative with LPL Financial in Honolulu, Hawaii. LPL Financial terminated Marshall Lum in September 2025. Allegations Regarding the Termination Lum was fired by LPL Financial regarding allegations that he “Accepted instructions and orders for a custodial account without proper authorization; used unapproved…
Continue reading ›
Did you invest in securities with Newton Nganga, formerly at J.P. Morgan? Israels & Neuman is investigating allegations involving Newton Nganga, who formerly was a representative with J.P. Morgan and worked in a New York City office. He was fired by J.P. Morgan in July 2025. Allegations Regarding Firing Newton Nganga FINRA operates a website…
Continue reading ›
Did you lose money with Jason Hawke or D.H. Hill Securities? The securities arbitration law firm of Israels & Neuman is looking into allegations involving Jason Hawke, who was terminated by D.H. Hill Securities in August 2025. Allegations Regarding the Discharge of Jason Hawke FINRA’s BrokerCheck discloses that Jason Hawke was fired by D.H. Hill…
Continue reading ›
Did you invest with Ruben Frezzotti, formerly at Raymond James? We are looking into claims involving Ruben Frezzotti, who formerly was a representative of Raymond James and worked in a Coral Gables, Florida office. In September 2023, Frezzotti was fired by Raymond James. Raymond James’ Allegations Regarding Firing Ruben Frezzotti Information on Frezzotti’s termination is…
Continue reading ›
