Did you lose money investing with financial advisor Kirt Samuel at PHX Financial? Our securities arbitration law firm is reviewing allegations involving Kirt Samuel, who worked in a New York City office. Allegations Regarding Kirt Samuel’s BrokerCheck Report BrokerCheck discloses that Kirt Samuel has been the subject of three customer complaints. One complaint from 2016…
Continue reading ›
Did you lose money investing with financial advisor Lanting Wei at Cetera Investment Services? Our securities arbitration law firm is reviewing allegations involving Lanting or “Katie” Wei, who worked in an Arcadia, California office. Allegations Regarding Katie Wei’s BrokerCheck Report BrokerCheck discloses that Lanting Wei has been the subject of three customer complaints since 2024. …
Continue reading ›
Israels & Neuman securities arbitration law firm is looking into allegations involving Lori Kenyon Farley, who worked at Sanford C. Bernstein & Co. in Century City, California. Allegations Regarding Lori Kenyon Farley According to BrokerCheck, a website maintained by FINRA, Lori Kenyon Farley has been the subject of two customer complaints. The first complaint was…
Continue reading ›
The securities arbitration law firm of Israels & Neuman is investigating allegations made against financial advisor Ethan Heisey, who was formerly at Northwestern Mutual and MML Investors Services in Atlanta, Georgia. Allegations Leading Up to Heisey’s Suspension FINRA investigated Heisey regarding allegations that he “received $7,000 per month for referring approximately 140 potential customers…
Continue reading ›
The arbitration law firm of Israels & Neuman is investigating allegations involving advisor William Nicholas Pugh, who worked in Los Angeles, California at Columbia Capital Securities. Allegations Against William Pugh FINRA investigated Pugh regarding allegations that he sold investments without providing prior notice to his firm, Columbia Capital Securities. It was alleged that between April…
Continue reading ›
Were you a customer of Michael DeLaFuente, formerly with USCA Securities in Austin, Texas? If you suffered investment losses with Michael De La Fuente, you may be able to recover your losses with the help of the securities and arbitration law firm of Israels & Neuman. We are looking into a customer complaint involving Michael…
Continue reading ›
Israels & Neuman, PLC, a securities arbitration and investment fraud law firm, is reviewing claims regarding Joel Benanti in Hauppauge, NY, who had been registered with Network 1 Financial between June 2019 and May 2024. If you suffered losses, contact Israels & Neuman for money recovery options. Allegations Against Joel Benanti FINRA initiated its investigation…
Continue reading ›
Did you lose money with Anthony Sica of Joseph Gunnar & Co in New York, New York? Contact the securities and investment fraud law firm of Israels & Neuman for a Free Case Evaluation. Allegations by FINRA FINRA initiated an investigation into Anthony Sica. According to FINRA’s AWC,he “refused to appear for on-the-record testimony requested…
Continue reading ›
If you lost money in Serene Lake Capital with advisor Li Li in Issaquah, Washington, contact Israels & Neuman at 720-599-3505. You may have legal options to recover your losses. What Did Washington Allege? The Washington Division of Securities alleged that Klahanie Investment and Li managed a private fund called Serene Lake Capital. Washington further…
Continue reading ›
If you lost money with Gustave Schmidt of Investment Network in Smithtown, New York, contact Israels & Neuman at 720-599-3505. FINRA’s Allegations Regarding Schmidt FINRA initiated its investigation into Gustave Schmidt regarding his involvement with StraightPath Venture Partners, LLC. He allegedly recommended that his customer invest in StraightPath Venture Partners for the purpose of investing…
Continue reading ›
