Kenan Bell Fired MML Investors Services LYNCHBURG, VIRGINIA Did you invest with stockbroker Kenan Bell in Lynchburg, Virginia? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kenan Bell. FINRA’s BrokerCheck discloses that he was discharged by MML Investors Services in June 2022. BrokerCheck discloses that MML Investors…
Continue reading ›Zachary Taylor Discharged with Oppenheimer & Company NEWPORT BEACH, CALIFORNIA Are you a former client of financial advisor Zachary Taylor, formerly with Oppenheimer & Company in Newport Beach, California? We are reviewing allegations that appear on Mr. Taylor’s BrokerCheck report. Zachary Taylor was discharged by Oppenheimer & Company in May 2023. According to BrokerCheck, Zachary…
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GAINESVILLE, FLORIDA Have you lost money with financial advisor Roderick Whited, formerly with Northwestern Mutual in Gainesville, Florida? We are looking into allegations made against Roderick Whited. Whited was barred from the securities industry by FINRA after he was alleged to have misappropriated funds from a charitable event that he organized. White has since repaid…
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NEW YORK, NY Have you lost money with John Lowry, with Spartan Capital Securities in New York, New York? We are looking into allegations made against John Lowry. Lowry has been the subject of an investigation by FINRA. FINRA is investigating whether Lowry had willfully failed to timely amend Forms U4 to disclose arbitration filings…
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BRECKSVILLE, OHIO Have you lost money with financial advisor Albert DeGaetano, formerly with Edward Jones in Brecksville, Ohio? We are looking into allegations made against Albert DeGaetano. DeGaetano was suspended from the securities industry for six months and fined $7,500 by FINRA. FINRA was investigating whether DeGaetano had exercised discretion in a customer’s account without…
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MIAMI, FLORIDA Have you lost money with financial advisor Lina Garcia of Miami, Florida? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Lina Maria Garcia. The SEC alleged that Garcia and her firm, UCB Financial Advisors, allocated profitable trades to themselves while allocating unprofitable trades to clients. Ramiro Sugranes…
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FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The…
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MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether…
Continue reading ›MOORESTOWN, NEW JERSEY Have you lost money with financial advisor David Melilli, formerly with SagePoint Financial and Cambridge Investment Research in Moorestown, New Jersey? We are looking into allegations made against David John Melilli. Melilli was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA was investigating allegations…
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BURLINGAME, CALIFORNIA Have you lost money with financial advisor Ronan Gaudario, formerly with Voya Financial Advisors in Burlingame, California? We are looking into allegations made against Ronan Gaudario. Gaudario has been the subject of a recent customer complaint made in 2021. Gaudario was alleged to have sold unsuitable investments in illiquid real estate investments. Ronan…
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