Articles Posted in Lexington

UBS Financial Advisor David W. Demarest Faces $15 Million FINRA Arbitration Over Treasury and Options Overlay Strategy
Israels & Neuman, PLC

Investors who worked with UBS Financial Services financial advisor David Walter Demarest (CRD# 4843128) in Lexington, Kentucky, should be aware of a newly disclosed customer dispute now pending against him. According to his FINRA BrokerCheck report, a customer has filed a FINRA arbitration claim alleging that Demarest and UBS recommended an unsuitable, high-risk investment strategy…

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