Articles Posted in UBS Financial

John Perillo Fired by Kestra Investment Services
Israels & Neuman, PLC

The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations involving financial advisor, John J. Perillo, who previously was a representative with Kestra Investment Services and worked in Auburn Hills, Michigan.  His registration was terminated by Kestra Investment Services in August 2026.  Allegations Against John Perillo According to FINRA’s…

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UBS Financial Advisor David W. Demarest Faces $15 Million FINRA Arbitration Over Treasury and Options Overlay Strategy
Israels & Neuman, PLC

Investors who worked with UBS Financial Services financial advisor David Walter Demarest (CRD# 4843128) in Lexington, Kentucky, should be aware of a newly disclosed customer dispute now pending against him. According to his FINRA BrokerCheck report, a customer has filed a FINRA arbitration claim alleging that Demarest and UBS recommended an unsuitable, high-risk investment strategy…

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