07
JanAttorney David Neuman is Quoted Again Regarding Non-Attorney Representatives
Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration. In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum. In a recent article written by ...
31
OctPIABA Awards Attorney AARON ISRAELS for Outstanding Service
PIABA Awards Aaron Israels for Outstanding Service at its Annual Meeting We are pleased to announce that one of Israels & Neuman, PLC’s partners, Aaron Israels, was recognized at the 2018 annual meeting of the Public Investors Arbitration Bar Association (“PIABA”), for his outstanding service to PIABA. He was one of three attorneys recognized ...
18
OctDavid Neuman Re-Elected to PIABA
David Neuman Re-Elected to PIABA Israels & Neuman, PLC is proud to announce that one of our founding and managing partners, David Neuman, has been re-elected to the PIABA (Public Investors Arbitration Bar Association) Board of Directors. David Neuman will be serving his second three-year term on the Board of Directors and has been ...
24
JulIsraels & Neuman Obtains $50,000 for Albuquerque, NM Client
Israels & Neuman Obtains FINRA Award for Albuquerque, New Mexico Resident Israels & Neuman has just recently obtained a default FINRA (Financial Industry Regulatory Authority) Award on behalf an Albuquerque, New Mexico resident against former brokerage firm, Legend Securities, Inc. The Albuquerque investor alleged that a former representative of Legend Securities recommended that he ...
10
AprAttorney David Neuman Quoted Regarding the HECTOR MAY FRAUD
Attorney David Neuman Is Quoted in LoHud.Com Regarding Hector May Fraud Attorney David Neuman was quoted in the Journal News LoHud.com regarding former Securities America financial advisor Hector May. The article was written by Steve Lieberman and Robert Brum, reporters for LoHud.com. Our firm has spoken with several victims of Hector May’s scheme. May ...
06
FebMarket Losses in VelocityShares and ProShares Short (ETFs and ETNs)
Market Losses in VelocityShares and ProShares Short (symbol XIV and symbol SVXY) To say that there has been a lot of volatility in the markets in the last few days is an understatement. On February 2, the S&P 500 index lost about 1.67%, before losing another 3.36% on February 5, only to gain back ...
29
DecDavid Neuman is Quoted Regarding Non Attorney Representatives
Attorney David Neuman Is Quoted in Numerous Media Sources Regarding PIABA’s Report on Non Attorney Representatives Attorney David Neuman and Attorney Andrew Stoltmann recently co-authored a report on behalf of PIABA (the Public Investors Arbitration Bar Association) regarding non attorney representatives representing investors in FINRA (Financial Industry Regulatory Authority) arbitration. Andrew Stoltmann is currently ...
25
AugCAMARCO INVESTMENTS, INC. VICTIMS: COLORADO RECOVERY ASSISTANCE
Israels & Neuman, PLC, Colorado Attorneys Serving Clients in Colorado Springs and Denver Have you lost money with Camarco Investments, Inc.? Our Colorado law firm and its Colorado attorneys are ready to meet with you in person to discuss your legal issues regarding your investment losses with Sonya Camarco and LPL Financial, LLC and ...
18
AugUPDATE! CHRIS YOO SENTENCED TO 9 YEARS IN PRISON
Bellevue Investment Adviser Chris Yoo Sentenced to Nine Years in Prison A Bellevue, Washington investment adviser named Chris Yoo faced a federal judge on August 17, 2017 regarding charges of fraud against him. Yoo previously pleaded guilty to the charges on March 20, 2017 and appeared before Judge Thomas Zilly for a sentencing hearing ...
15
AugAttorney David Neuman Quoted on Paul Creager Indictment
Attorney David Neuman Is Quoted in the St. Louis Post Dispatch Again Regarding the Indictment of Paul Creager Attorney David Neuman was quoted in the St. Louis Post Dispatch again regarding a client of Israels & Neuman who was the victim of a fraudulent investment scheme. The August 14, 2017 article discusses the recent ...
