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Can I Sue My Broker or Financial Advisor for Investment Losses?

Category Archives: News

02
Oct

Can I Sue My Broker or Financial Advisor for Investment Losses?

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  Can I Sue My Broker or Financial Advisor for Investment Losses?  Watch our YouTube Video below to Find out what your legal options are:   If you suffered losses due to your investment advisor or broker, CONTACT US TODAY at (720) 599-3505 for a Free and Confidential Case evaluation.   We accept contingent fee cases, meaning ...

02
Oct

Attorney David Neuman Receives AV Peer Rating

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Attorney David Neuman Receives AV Peer Rating

Attorney David Neuman Receives Martindale-Hubbell AV Preeminent Peer Review Rating   Attorney David Neuman of the Law Firm of Israels & Neuman, PLC was recently listed as one of the attorneys who has received an AV Preeminent Peer Review Rating from Martindale-Hubbell.  The list of the attorneys who received this rating can be found here:  ...

19
Sep

Israels & Neuman Announces Opening of Phoenix, AZ Office

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Israels & Neuman Announces Opening of Phoenix, AZ Office

ISRAELS & NEUMAN ANNOUNCES OPENING OF PHOENIX, ARIZONA OFFICE   The Law Firm of Israels & Neuman is a securities arbitration and investment fraud law firm with experienced attorneys that represent investors who have been harmed by their financial advisor, stockbroker, or securities brokerage firm.  Attorney Aaron Israels and Attorney David Neuman have recovered millions ...

07
Jan

Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

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Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives   Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration.  In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum.   In a recent article written by ...

31
Oct

PIABA Awards Attorney AARON ISRAELS for Outstanding Service

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PIABA Awards Attorney AARON ISRAELS for Outstanding Service

PIABA Awards Aaron Israels for Outstanding Service at its Annual Meeting   We are pleased to announce that one of Israels & Neuman, PLC’s partners, Aaron Israels, was recognized at the 2018 annual meeting of the Public Investors Arbitration Bar Association (“PIABA”), for his outstanding service to PIABA.  He was one of three attorneys recognized ...

18
Oct

David Neuman Re-Elected to PIABA

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David Neuman Re-Elected to PIABA

David Neuman Re-Elected to PIABA   Israels & Neuman, PLC is proud to announce that one of our founding and managing partners, David Neuman, has been re-elected to the PIABA (Public Investors Arbitration Bar Association) Board of Directors.  David Neuman will be serving his second three-year term on the Board of Directors and has been ...

24
Jul

Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

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Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

Israels & Neuman Obtains FINRA Award for Albuquerque, New Mexico Resident   Israels & Neuman has just recently obtained a default FINRA (Financial Industry Regulatory Authority) Award on behalf an Albuquerque, New Mexico resident against former brokerage firm, Legend Securities, Inc.  The Albuquerque investor alleged that a former representative of Legend Securities recommended that he ...

10
Apr

Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

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Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

Attorney David Neuman Is Quoted in LoHud.Com Regarding Hector May Fraud   Attorney David Neuman was quoted in the Journal News LoHud.com regarding former Securities America financial advisor Hector May.  The article was written by Steve Lieberman and Robert Brum, reporters for LoHud.com.  Our firm has spoken with several victims of Hector May’s scheme.  May ...

06
Feb

Market Losses in VelocityShares and ProShares Short (ETFs and ETNs)

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Market Losses in VelocityShares and ProShares Short (ETFs and ETNs)

Market Losses in VelocityShares and ProShares Short (symbol XIV and symbol SVXY)   To say that there has been a lot of volatility in the markets in the last few days is an understatement.  On February 2, the S&P 500 index lost about 1.67%, before losing another 3.36% on February 5, only to gain back ...

29
Dec

David Neuman is Quoted Regarding Non Attorney Representatives

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David Neuman is Quoted Regarding Non Attorney Representatives

Attorney David Neuman Is Quoted in Numerous Media Sources Regarding PIABA’s Report on Non Attorney Representatives   Attorney David Neuman and Attorney Andrew Stoltmann recently co-authored a report on behalf of PIABA (the Public Investors Arbitration Bar Association) regarding non attorney representatives representing investors in FINRA (Financial Industry Regulatory Authority) arbitration.  Andrew Stoltmann is currently ...

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