WARREN, NEW JERSEY Have you lost money with financial advisor Brian Reilly, with formerly MML Investors Services in Warren, New Jersey? We are looking into allegations made against Brian E. Reilly. Reilly has been the subject of an internal investigation by MML Investors Services. Reilly was allowed to resign by MML Investors Services after he…
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CARLSBAD, CALIFORNIA Have you lost money with financial advisor Mark Boucher from Carlsbad, California? We are continuing to look into allegations against Mark J. Boucher. Boucher was recently criminally charged with fraud, regarding allegations that he stole $2 million from his investment advisory clients. In 2020, Boucher was named in a civil complaint by the…
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WHITE PLAINS, NEW YORK Have you lost money with financial advisor Charles Castro, with David Lerner Associates in White Plains, New York? We are looking into allegations made against Charles C. Castro. Castro has been the subject of a recent customer complaint. The complaint alleges losses in Energy 11 and Energy 12, which are oil…
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WESTPORT, CONNECTICUT Have you lost money with financial advisor Jeffrey Basford, with David Lerner Associates in Westport, Connecticut? We are looking into allegations made against Jeffrey D. Basford. Basford has been the subject of two customer complaints, both of which were made within the last year. The complaints allege losses in Energy 11 and Energy…
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FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…
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TOTOWA, NEW JERSEY Have you lost money with financial advisor Jeffrey Dampf, formerly with PFS Investments in Totowa, New Jersey? We are looking into allegations made against Jeffrey Dampf. Dampf was barred from the securities industry after he failed to respond to a FINRA investigation. Jeffrey Dampf was being investigated after it was alleged that…
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MONTEREY PARK, CALIFORNIA Have you lost money with financial advisor Joshua Helmle, formerly with Integrity Brokerage Services in Monterey Park, California? We are looking into allegations made against Joshua Helmle. Helmle has been the subject of two customer complaints, one of which was made within the last year. The complaint alleges losses in private placements…
Continue reading ›MIAMI, FLORIDA Have you lost money with financial advisor Alberto Valdes, formerly with Raymond James Financial and now with Citigroup in Miami, Florida? We are looking into allegations made against Alberto Valdes. Valdes has been the subject of two customer complaints, one of which was made within the last year. One of the complaints alleges…
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WHEATON, ILLINOIS Have you lost money with financial advisor Deborah L. Herrmann, formerly with Transamerica Financial Advisors in Wheaton, Illinois? We are looking into allegations made against Deborah Herrmann. Herrmann was barred from the securities industry after she failed to respond to a FINRA investigation. Deborah Herrmann was being investigated after she failed to disclose…
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SAN DIEGO, CALIFORNIA Have you lost money with financial advisor Lanny Howarter, with Crown Capital Securities in San Diego, California? We are looking into allegations made against Lanny Howarter. Howarter has been the subject of seven customer complaints, three of which were made within the last year. Many of the complaints allege unsuitable investments in…
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