Carmel by the Sea, California Are you a former customer of financial advisor Bryce Hamilton from Carmel by the Sea, California? Our investment fraud law firm is looking into allegations made against this advisor. He was permitted by LPL Financial to resign in October 2024 regarding allegations that he failed to timely report a customer…
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LaSalle Street Securities Fires Advisor David Love OKLAHOMA CITY, OK Were you a client of financial advisor David Love from Oklahoma City, Oklahoma? Our securities arbitration law firm is looking into allegations made against this advisor. He was fired by LaSalle Street Securities in May 2024 regarding allegations that he violated the “rules of supervisory…
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Howard Kavinsky, Formerly with B. Riley Wealth Management, Barred from Securities Industry CHICAGO, ILLIONOIS Did you invest with financial advisor Howard Kavinsky in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against Howard Kavinsky, who was a representative of B. Riley Wealth Management and National Securities Corp. Near the end of 2024,…
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MANCHESTER, WASHINGTON Have you lost money with advisor Mary Beslagic, formerly with Edward Jones in Manchester, Washington? Our investment fraud law firm is reviewing claims made against this advisor, who was suspended by FINRA from the securities industry for two months and was fined $5,000. FINRA’s AWC alleges that two of her customers had taken…
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PITTSBURGH, PENNSYLVANIA Did you invest with financial advisor Ceondre Colvin in Pittsburgh, Pennsylvania? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of NYLife (New York Life) Securities. In November 2024, he was barred from the securities brokerage industry by FINRA after he refused to cooperate with…
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NEW YORK, NY Did you invest with financial advisor Troy Orlando in New York, New York? Israels & Neuman is looking into claims made by FINRA against this advisor, who had been an affiliate of Craft Capital Management from March 2022 to November 2023. In November 2024, he was barred from the securities brokerage industry…
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LPL Financial Advisor Daniel Deno Arrested Did you invest with Daniel Deno, with LPL Financial? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against this advisor from Owensboro, Kentucky. Mr. Deno was recently arrested and charged with fraud and theft regarding a 73-year-old Tell City, Indiana…
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Akinfolarin Sessi, Formerly with Edward Jones, Barred from Securities Industry ST. LOUIS, MISSOURI Are you a former client of financial advisor Akinfolarin Sessi in St. Louis, Missouri? Our law firm is looking into claims made against this advisor, who was kicked out of the securities brokerage industry by FINRA after he refused to cooperate with…
Continue reading ›Sherwin Sargeant, Formerly with Planmember Securities, Barred from Securities Industry ORLANDO, FLORIDA Did you invest in crypto with financial advisor Sherwin Sargeant in Orlando, Florida? Israels & Neuman is looking into claims made by FINRA against this advisor, who was an affiliate of Planmember Securities. He was barred from the securities brokerage industry by FINRA…
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Gustavo Dolfino Barred by SEC Regarding Student Global LLC NEW YORK, NY Did you lose money investing in Student Global LLC through Gustavo Dolfino, formerly with Silver Leaf Partners in New York, New York? He was recently barred from the securities industry by the Securities and Exchange Commission (SEC). According to an October 2024 Order…
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