Hillard Rest, Formerly with JRL Capital Corp., Subject of GWG Complaints NEWPORT BEACH, CALIFORNIA Did stockbroker Hillard Rest from Newport Beach, California recommend GWG L bonds to you? We are looking into claims made against the financial advisor, who previously worked with JRL Capital Corp. Rest’s BrokerCheck report shows that he has been the subject…
Continue reading ›John Gascoyne, Formerly of Morgan Stanley, Subject of Customer Complaint THE WOODLANDS, TEXAS Have you been a client of John Gascoyne, formerly with Morgan Stanley in The Woodlands, Texas? Our law firm is reviewing allegations of misrepresentations made by customers against the investment advisor. A customer complaint was filed with FINRA in March 2023 alleging…
Continue reading ›Matthew Mangini, Formerly with Crown Capital Securities, Suspended LAND O’LAKES, FLORIDA Did you invest with Matthew Mangini from Land O’Lakes, Florida? Our securities arbitration law firm is reviewing claims made by FINRA, against Matthew H. Mangini, who formerly was a representative of Crown Capital Securities and Purepath Wealth Management. In April 2023, Mangini was suspended…
Continue reading ›Raymond Lent, with Portsmouth Financial Services, Subject of GWG Complaints SAN RAFAEL, CALIFORNIA Did you purchase GWG L bonds from advisor Raymond Lent from San Rafael, California? Our securities arbitration law firm is looking into allegations made against Raymond Lent, who has been affiliated with Portsmouth Financial Services since 2010. Portsmouth Financial Services has been…
Continue reading ›Raymond Kramer, with Purshe Kaplan Sterling, Subject of GWG Complaint CARMEL, INDIANA Have you invested in GWG L bonds through Purshe Kaplan Sterling? Our law firm is reviewing allegations made against Raymond Kramer of Carmel, Indiana who has been with Purshe Kaplan since October 2017. A customer complaint was made in March 2023 and disclosed…
Continue reading ›Former Royal Alliance Advisor Arthur Grossbard Subject of Recent Complaint WEST ORANGE, NEW JERSEY Are you a current or former client of financial advisor Arthur Grossbard from West Orange, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers of Arthur Grossbard, who worked with…
Continue reading ›Ricardo Rose, with Arive Capital Markets, Subject of Customer Complaints STATEN ISLAND, NEW YORK Were you a customer of advisor Ricardo Rose, with Arive Capital Markets in Staten Island, New York? Ricardo Rose also known as Richard Rose, has been in the securities industry since 2000 and has been the subject of four customer complaints.…
Continue reading ›Michael Raineri of Securities America and KMS Financial is Barred from the Securities Industry SEATTLE, WASHINGTON Are you a former customer of Michael Raineri in Seattle, Washington? Our Seattle securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against Michael Raineri, who was recently affiliated with Securities America. Michael…
Continue reading ›Brian Wurdemann, Formerly with RBC Capital Markets, Barred by FINRA NEW YORK, NY Did you lose money with financial advisor Brian Wurdemann, formerly with RBC Capital Markets in New York, New York? Mr. Wurdemann was barred by FINRA after he failed to comply with an arbitration award, and was sued by his former brokerage firm,…
Continue reading ›Rene Bolivar, Formerly with First Allied Securities, Barred from Securities Industry SALINAS, CALIFORNIA Did you invest with stockbroker Rene Bolivar in Salinas, California? Our securities arbitration firm is reviewing claims made against Rene Bolivar. FINRA’s Disciplinary Database reveals that in April 2023, he was barred from the securities industry by FINRA, because he failed to…
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