Israels & Neuman is reviewing claims against Marshall Lum, who formerly was a representative with LPL Financial in Honolulu, Hawaii. LPL Financial terminated Marshall Lum in September 2025. Allegations Regarding the Termination Lum was fired by LPL Financial regarding allegations that he “Accepted instructions and orders for a custodial account without proper authorization; used unapproved…
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Israels & Neuman PLC is looking into allegations involving Randall Larson or “Randy” Scott Larson, who formerly was a representative with Arete Wealth Management and worked in a St. Louis, Missouri office. He was terminated by Arete Wealth Management in October 2023 regarding allegations that he “was not forthcoming during an internal investigation”. Allegations Regarding…
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FINRA Allegations Against George Cairnes According to FINRA’s Disciplinary Database, George Cairnes of Wells Fargo in Houston, TX was named in a FINRA Enforcement action. FINRA alleged that Cairnes engaged in an undisclosed outside business activity with a customer of Wells Fargo without providing prior notice to his firm. In particular, Cairnes was alleged to…
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Can You Recover Your Investment Losses? Were you a client of Luke Lannister of Grove Point Investments in Rockville, Maryland? If you lost money investing with Lannister, you may have legal options to recover your losses. Call the law office of Israels & Neuman for a free and confidential case review. FINRA Allegations Against Luke…
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How to Recover Your Losses Did you invest in First Liberty Building & Loan with Timothy Nathaniel Darnell, also known as Nathaniel Darnell, of Bankers Life Securities? The law firm of Israels & Neuman is looking into allegations involving this advisor, who formerly was a representative with Bankers Life Securities and worked in an Atlanta,…
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Israels & Neuman is looking into claims against Cedric Powell, who was a representative with Ameriprise Financial Services in Tampa, Florida. Allegations Regarding the Termination Powell was fired by Ameriprise Financial Services in June 2025 regarding allegations “for Firm policy violations, including those related to outside business activities and financial planning fees”. When individuals are…
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Reasons for Wells Fargo’s Termination of Carol Abdo-Brownsberger Carol Abdo-Brownsberger of Wells Fargo in Daytona Beach, Florida was fired by Wells Fargo in November 2023, regarding allegations that she “failed to obtain approval prior to opening and directing investments in an outside account and receiving a portion of a deceased clients assets”. That also led…
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Allegations Regarding the Termination Jose Gamez also known as “Joe Gamez”, an advisor in San Antonio, Texas, was fired by Raymond James regarding allegations that he “used client funds for personal reasons”. When individuals like Gamez are terminated by their brokerage firm for cause, the firm is required to file a form (called a Form…
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Are you a current or former customer of Solomon Tobal, formerly with Morgan Stanley in Paramus, New Jersey? If you have suffered financial losses, you may have legal options to recover your money. Allegations Against Solomon Tobal According to allegations from FINRA’s BrokerCheck, Tobal was permitted to resign by Morgan Stanley in July 2025. Morgan…
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Did you invest in the Bluerock Total Income + Real Estate Fund? The Bluerock Total Income + Real Estate Fund, which is a nontraded real estate investment, recently announced its desire to be publicly listed on the NYSE. However, the shareholders of this Bluerock fund did not get enough shareholders of the fund to approve…
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