If you invested with Isaiah T. Williams, Jr., a former financial advisor at Merrill Lynch’s Boca Raton, Florida office, you may have been exposed to serious misconduct involving your retirement or investment funds. Recent actions by FINRA (the Financial Industry Regulatory Authority) have shed light on troubling allegations that led to Williams being barred from…
Continue reading ›Did you suffer investment losses while working with Sloan Thompson, a former financial advisor with Truist Investment Services in Savannah, Georgia? You’re not alone. Our national investment fraud law firm, Israels & Neuman, PLC, is actively investigating allegations of misconduct and mismanagement involving Terry Sloan Thompson. According to publicly available records from FINRA’s BrokerCheck, Sloan…
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If you’ve been the victim of investment fraud in Arizona, it’s important to work with a lawyer who is not only experienced in securities law, but also licensed and active in your home state. At Israels & Neuman, PLC, we represent investors nationwide, but our Arizona office in Phoenix and local licensure allow us to…
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Auto-callable structured products have become a widespread but risky investment strategy. In the past four years alone, $122 billion worth of these structured products have been sold by major issuers like UBS, Goldman Sachs, JP Morgan, Citigroup, and Morgan Stanley. However, hidden within these products is a growing billion-dollar problem—massive investor losses due to flawed…
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Investment fraud can happen to anyone—from first-time investors to seasoned professionals. As securities fraud lawyers at Israels & Neuman, PLC, we’ve seen countless cases where people lost significant savings simply because they trusted the wrong person or didn’t know what to look out for. Sadly, every day we receive heartbreaking calls from people who had…
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The Answer is YES and Here’s Why. Illinois investors who have suffered losses due to investment fraud or financial advisor misconduct need an attorney with the right mix of experience, credentials, and local insight. At Israels & Neuman, PLC, we represent clients across the country, but we have deep roots in Illinois — especially the…
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Hiring an investment and securities fraud lawyer who is licensed right here in Michigan could be more critical than you think. Having an attorney who understands both your case and the local legal landscape could prove to be very beneficial to the outcome of your case. Here are some reasons why. 1. Michigan Law Requires…
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Choosing a lawyer who is licensed and experienced in your home state is important. At Israels & Neuman, PLC, we represent investors across the country, but we also understand how important local credentials are. David Neuman is licensed to practice law in the State of Washington. Attorney David Neuman has been licensed in Washington since…
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At Israels & Neuman, PLC, we help investors who have been harmed by negligent or dishonest financial advisors. If something feels off with your investments, here are nine red flags to watch for. If your portfolio is consistently underperforming — especially when the market is doing well — your advisor may be taking inappropriate risks…
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Did you lose money investing with William Joseph Conn, a former financial advisor with Raymond James and International Assets Advisory in San Francisco, California? If so, you may have the right to pursue a claim for investment losses. Israels & Neuman PLC is currently reviewing customer complaints and regulatory actions filed against Mr. Conn. According…
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