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Cedric Powell Terminated by Ameriprise Financial Services Regarding Fee Complaints
Israels & Neuman, PLC

Israels & Neuman is looking into claims against Cedric Powell, who was a representative with Ameriprise Financial Services in Tampa, Florida.  Allegations Regarding the Termination Powell was fired by Ameriprise Financial Services in June 2025 regarding allegations “for Firm policy violations, including those related to outside business activities and financial planning fees”.  When individuals are…

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Newton Nganga Fired by J.P. Morgan for Outside Business Activity
Israels & Neuman, PLC

Did you invest in securities with Newton Nganga, formerly at J.P. Morgan? Israels & Neuman is investigating allegations involving Newton Nganga, who formerly was a representative with J.P. Morgan and worked in a New York City office.  He was fired by J.P. Morgan in July 2025. Allegations Regarding Firing Newton Nganga FINRA operates a website…

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Carol Abdo-Brownsberger Fired by Wells Fargo
Israels & Neuman, PLC

Reasons for Wells Fargo’s Termination of Carol Abdo-Brownsberger Carol Abdo-Brownsberger of Wells Fargo in Daytona Beach, Florida was fired by Wells Fargo in November 2023, regarding allegations that she “failed to obtain approval prior to opening and directing investments in an outside account and receiving a portion of a deceased clients assets”.   That also led…

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Jose Gamez Fired by Raymond James
Israels & Neuman, PLC

Allegations Regarding the Termination Jose Gamez also known as “Joe Gamez”, an advisor in San Antonio, Texas, was fired by Raymond James regarding allegations that he “used client funds for personal reasons”.  When individuals like Gamez are terminated by their brokerage firm for cause, the firm is required to file a form (called a Form…

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Solomon Tobal Resigns from Morgan Stanley for Excessive Fee Complaints
Israels & Neuman, PLC

Are you a current or former customer of Solomon Tobal, formerly with Morgan Stanley in Paramus, New Jersey? If you have suffered financial losses, you may have legal options to recover your money. Allegations Against Solomon Tobal According to allegations from FINRA’s BrokerCheck, Tobal was permitted to resign by Morgan Stanley in July 2025.  Morgan…

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Bluerock Total Income Real Estate Fund Faces Potential Losses
Israels & Neuman, PLC

Did you invest in the Bluerock Total Income + Real Estate Fund?  The Bluerock Total Income + Real Estate Fund, which is a nontraded real estate investment, recently announced its desire to be publicly listed on the NYSE.  However, the shareholders of this Bluerock fund did not get enough shareholders of the fund to approve…

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Lisa Boisselle Faces Complaints for NovaTech and HyperFund Crypto Losses
Israels & Neuman, PLC

Did you invest with Lisa Boisselle in two crypto currency investments called NovaTech and HyperFund, also known as HyperVerse? If so, you’re not alone—and you may have legal options to recover your losses. The securities and investment fraud law firm of Israels & Neuman is investigating recent regulatory complaints made by the Arizona Corporation Commission…

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Jason Hawke Fired by D.H. Hill Securities in Meridian, Idaho
Israels & Neuman, PLC

Did you lose money with Jason Hawke or D.H. Hill Securities? The securities arbitration law firm of Israels & Neuman is looking into allegations involving Jason Hawke, who was terminated by D.H. Hill Securities in August 2025. Allegations Regarding the Discharge of Jason Hawke FINRA’s BrokerCheck discloses that Jason Hawke was fired by D.H. Hill…

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Patrick Pistor Discharged by Equitable Advisors
Israels & Neuman, PLC

Investors May Have Legal Options to Recover Their Losses Allegations of FINRA Patrick Pistor of New Braunfels, Texas was discharged by Equitable Advisors in February 2025.  Equitable Advisors disclosed that he was “discharged for failure to comply with the Firm’s Outside Business Activity policy”.  Generally, under FINRA Rule 3270, stockbrokers must get permission from their…

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Glenn Ngo of Park Avenue Securities in San Diego is Barred by FINRA
Israels & Neuman, PLC

FINRA’s Allegations FINRA alleged that it has started an investigation into Glenn Ngo, who was formerly with Park Avenue Securities in San Diego, California.  They are investigating whether he participated in selling investments away from his firm.  Investors may be able to recover losses by filing a claim through the securities law firm of Israels…

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I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

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