Did you invest with Bradley Carrier, formerly at Synergy Investment Management and LPL Financial? The investment loss and securities arbitration law firm of Israels & Neuman is looking into allegations involving Bradley D. Carrier, who worked in Altamonte Springs, Florida. His registration was terminated by Synergy Investment Management in November 2025. Allegations Against Bradley Carrier…
Continue reading ›
Were you a client of financial advisor, Brian Cantel, who works at Berthel Fisher in Flowery Branch, Georgia? The securities and investor fraud law firm of Israels & Neuman is looking into complaints against this advisor regarding Inspired Healthcare Capital Fund investment losses. Claims Regarding Brian Cantel FINRA BrokerCheck contains information about whether customers have…
Continue reading ›
Did you lose money with financial advisor John Davenport of Norwalk, Connecticut? The securities fraud law firm of Israels & Neuman is reviewing allegations made by the Connecticut Securities and Business Investments Division, against John Davenport. Allegations Against John Davenport Connecticut revoked John Davenport’s securities license for seven years regarding allegations that he violated duties…
Continue reading ›
Did you lose money with Anthony Sica of Joseph Gunnar & Co in New York, New York? Contact the securities and investment fraud law firm of Israels & Neuman for a Free Case Evaluation. Allegations by FINRA FINRA initiated an investigation into Anthony Sica. According to FINRA’s AWC,he “refused to appear for on-the-record testimony requested…
Continue reading ›
Did you invest with financial advisor Roger Roemmich of Alexander Capital, in Alpharetta, Georgia? Israels & Neuman is looking into claims against this advisor, who was recently barred from the securities industry after he failed to respond to an investigation by FINRA. Allegations Regarding Roger Roemmich In May 2025, Roemmich was allowed to voluntarily resign…
Continue reading ›
Did you lose money with Danish Rauf of U.S. Bancorp Investments in Des Plaines, Illinois? Call the securities and investment fraud law firm of Israels & Neuman at (720) 599-3505 to find out more about recovering investment losses. FINRA’s Allegations FINRA alleged that it initiated an investigation into Danish Rauf regarding allegations that he engaged…
Continue reading ›
Did you invest with James Daniel Pelton, formerly at Arvest Wealth Management? Our securities arbitration law firm is looking into allegations involving James Pelton also known as Danny Pelton, who was a representative with Arvest Wealth Management and worked in West Fork, Arkansas. His registration was terminated by Arvest Wealth Management in December 2025. Allegations…
Continue reading ›
Did you lose money with financial advisor David Cohen of Cetera in Yonkers, New York? Contact Israels & Neuman for more information on recovering investment losses. Allegations Regarding David Cohen In December 2025, David Cohen was fired by Cetera Investment Services in Yonkers, New York. Cohen allegedly was “transacting business while under suspension by the…
Continue reading ›
Did you lose money with financial advisor Gregory Matthews from New York City? Contact Israels & Neuman at 720-599-3505. Allegations Against Gregory Matthews In May 2025, Gregory Matthews was fired by Morgan Stanley in New York. BrokerCheck discloses “Allegations related to exercise of discretion without prior written authorization in four customer accounts, frequency of trading,…
Continue reading ›A recent federal jury verdict involving a prominent Denver real estate developer serves as an important reminder that investment fraud risks extend far beyond traditional stockbrokers and Wall Street firms. According to reporting by The Denver Post, a federal jury found that Denver developer Brian Watson, founder of Northstar Commercial Partners, defrauded investors in multiple…
Continue reading ›
