Are you a former or current client of Brandon Bauerle, of Edward Jones and Cetera Investment Services? We are reviewing allegations made against Brandon Michael Bauerle, who worked in a Mont Belvieu, Texas office. Allegations Regarding the Suspension of Brandon Bauerle Edward Jones terminated Bauerle in June 2025. The firm alleged that it had “Concerns…
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Are you a former or current client of Don Linzer, formerly with Great Point Capital and Coastal Equities? Our FINRA securities arbitration law firm is reviewing allegations made against Don Linzer, who worked in a Pittsburgh, Pennsylvania office. Allegations Regarding Don Linzer According to BrokerCheck, Don Linzer has been the subject of two customer complaints…
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Did you lose money with Andres Peck, formerly at Morgan Stanley? The FINRA securities arbitration law firm of Israels & Neuman is looking into allegations involving Andres J. Peck, who worked in Omaha, Nebraska. His registration was terminated by Morgan Stanley in June 2026 after he was voluntarily allowed to resign. Allegations Regarding Andres Peck…
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The FINRA arbitration law firm of Israels & Neuman is looking into allegations involving Dejan Bucevski, who worked at Morgan Stanley in Miami, Florida. Allegations Against Dejan Bucevski According to BrokerCheck, Dejan Bucevski was the subject of a customer complaint filed against Morgan Stanley. The customer has alleged that Bucevski invested the client’s money in…
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Did you invest in pre-IPO shares with Joseph Endoso, at Linqto? The FINRA arbitration law firm of Israels & Neuman is looking into allegations involving Joseph Endoso, from Ross, California, who was previously licensed with Linqto Capital, Enverra Capital, and Rainmaker Securities. Allegations Against Joseph Endoso and Linqto’s Founder, William Sarris The U.S. Attorney’s Office…
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The FINRA arbitration law firm of Israels & Neuman is looking into customer allegations involving Buddy Dean Mason of LPL Financial, who worked in Lakeland, Florida. Allegations Against Buddy Dean Mason FINRA investigated Mason regarding allegations that he presented a customer with an investment opportunity “away” from his former brokerage firm, LPL Financial, and that…
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The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations involving financial advisor, John J. Perillo, who previously was a representative with Kestra Investment Services and worked in Auburn Hills, Michigan. His registration was terminated by Kestra Investment Services in August 2026. Allegations Against John Perillo According to FINRA’s…
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Israels & Neuman PLC, a premiere Seattle FINRA arbitration law firm, is reviewing allegations made against William Sandeman, who worked at Wedbush Securities in a Seattle, Washington office. Allegations Regarding William Sandeman’s Suspension FINRA investigated Sandeman regarding allegations that he “Sandeman recommended that 81 retail customers purchase and hold volatility-linked and non-traditional exchange-traded products (ETPs)…
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The securities arbitration and investment fraud law firm of Israels & Neuman is looking into a regulatory complaint made by FINRA against Robert “Bob” Wayne Thompson, who previously worked for O.N. Equity Sales Company (or ONESCO) in Houston Hills, Texas. FINRA’s Allegations Regarding Robert Thompson FINRA recently barred Bob Thompson from the securities brokerage industry. …
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The securities arbitration law firm of Israels & Neuman is looking into allegations involving Steven Schwartz, who worked at Centaurus Financial in a Mercer Island, Washington office. Allegations Regarding Steven Schwartz’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Steven Schwartz has been the subject of two customer complaints. A 2026 complaint alleges…
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