Did you invest with Jayme Lemaire, formerly at Raymond James Financial? Our securities arbitration law firm is looking into allegations involving Jayme F. Lemaire, who worked in a Glastonbury, Connecticut office. Allegations Regarding Jayme Lemaire’s Suspension FINRA investigated Lemaire regarding allegations that she borrowed money from a firm customer. Generally, advisors cannot borrow money from…
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Did you lose money investing with financial advisor Kirt Samuel at PHX Financial? Our securities arbitration law firm is reviewing allegations involving Kirt Samuel, who worked in a New York City office. Allegations Regarding Kirt Samuel’s BrokerCheck Report BrokerCheck discloses that Kirt Samuel has been the subject of three customer complaints. One complaint from 2016…
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Have you invested with Bertram Johnson from Bloomfield Hills, Michigan? Our securities arbitration law firm is looking into a regulatory complaint made by FINRA against Bertram Johnson, who previously worked for Merrill Lynch. FINRA’s Allegations FINRA barred Bertram Johnson from the securities industry in September 2026. FINRA alleged that it began an investigation into Johnson…
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Did you lose money investing with financial advisor Lanting Wei at Cetera Investment Services? Our securities arbitration law firm is reviewing allegations involving Lanting or “Katie” Wei, who worked in an Arcadia, California office. Allegations Regarding Katie Wei’s BrokerCheck Report BrokerCheck discloses that Lanting Wei has been the subject of three customer complaints since 2024. …
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The securities fraud and arbitration law firm of Israels & Neuman is looking into allegations involving Nathan Goad and Stephen Patterson, who worked at J. Alden Associates in a Largo, Florida office. Allegations Regarding Nate Goad’s BrokerCheck Report According to BrokerCheck, a website maintained by FINRA, Nate Goad has been the subject of five customer…
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Israels & Neuman securities arbitration law firm is reviewing allegations made against Patrick Michael Carroll, who worked in a Cadillac, Michigan office. Allegations Against Patrick Michael Carroll and his Suspension FINRA investigated Mr. Carroll regarding allegations that he recommended variable annuity exchanges that caused clients to incur surrender fees across 88 annuity exchanges. FINRA alleged…
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Israels & Neuman securities arbitration law firm is looking into allegations involving Lori Kenyon Farley, who worked at Sanford C. Bernstein & Co. in Century City, California. Allegations Regarding Lori Kenyon Farley According to BrokerCheck, a website maintained by FINRA, Lori Kenyon Farley has been the subject of two customer complaints. The first complaint was…
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Our securities arbitration law firm is looking into allegations involving David L. Long, Jr., who previously was a representative with Edward Jones and worked in Bellevue, Washington. His registration was terminated by Edward Jones in February 2026. Allegations Against David L. Long, Jr. According to FINRA’s BrokerCheck, Edward Jones fired David Long regarding “Concerns registered…
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Investors who worked with UBS Financial Services financial advisor David Walter Demarest (CRD# 4843128) in Lexington, Kentucky, should be aware of a newly disclosed customer dispute now pending against him. According to his FINRA BrokerCheck report, a customer has filed a FINRA arbitration claim alleging that Demarest and UBS recommended an unsuitable, high-risk investment strategy…
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Israels & Neuman PLC is looking into allegations involving Paul Sweeney of Edward Jones, who worked in Steubenville, OH. Allegations Regarding Paul Sweeney, Wealth Works LLC and Thrive Weight Loss Investments According to FINRA, Paul Sweeney, and a company called Wealth Works LLC, has been the subject of a customer complaint that was filed in…
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