SPRINGFIELD, ILLINOIS Have you lost money with financial advisor Dustin Shafer? We are looking into allegations made about this advisor from Springfield, Illinois. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry after he failed to respond to its investigation. FINRA was investigating allegations that he borrowed money from a client. Dustin…
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PALM BEACH, FLORIDA Are you a present or former customer of Gary S. Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between…
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ASTORIA, NEW YORK Did you lose money investing in real estate with Andrew Pandis, formerly with Essex National Securities in Astoria, New York? There have been several customers who have filed claims against this advisor’s prior firms over losses in real estate investments. Six customer complaints have been made regarding Pandis’ recommendation to invest, many…
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MELVILLE, NY Did you invest with financial advisor Thomas Duggan, formerly with Aegis Capital in Melville, New York? Our investment fraud law firm is reviewing claims made by former customers against this advisor. Thomas Duggan has been the subject of nine customer complaints throughout his career, and eight of those complaints have been made since…
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SIMI VALLEY, CALIFORNIA Did you invest with financial advisor Steven McCormick in Simi Valley, California? Israels & Neuman is looking into claims made by FINRA against this advisor, who was affiliated of Woodbury Financial Services from March 2019 to January 2024 and with Osaic Wealth from January 2024 to October 2024. He was recently barred…
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New York, NY Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office. Michael Siek has been the subject of six customer complaints, two of which were made in…
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JOHNSTOWN, COLORADO Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation. Jeffrey Perryman was being investigated by FINRA after he…
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GREENWICH, CONNECTICUT Did you lose money investing in Old Greenwich Capital Partners Fund or the Four Seasons Fund through Jeffrey Arsenault? Jeffrey D. Arsenault was the subject of a civil complaint from the Securities and Exchange Commission (SEC). The SEC alleged that Arsenault misappropriated millions of dollars from two funds that he operated: the Old…
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CLERMONT, FLORIDA Have you invested in REITs through D.H. Hill Securities? Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009. Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023. The…
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WILLOW STREET, PENNSYLVANIA Did you invest with Santiago Torres, Jr., of Truist Investment Services in Willow Street, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is investigating claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities industry.…
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